Pranati Joshi

Associate Partner

Mumbai, India16 yrs 3 mos experience

Most Likely To SwitchHighly Stable

Key Highlights

Expert in risk assessment and internal audit.
Proven track record in banking and financial services.
Strong leadership in managing risk advisory projects.

Stackforce AI infers this person is a seasoned risk management professional in the banking and financial services sector.

Contact

Skills

Core Skills

Risk AssessmentInternal ControlsInternal AuditRisk AdvisoryGovernanceRisk ManagementExternal Audit

Other Skills

BankingCompliance ReviewsControl EffectivenessCredit RiskEnterprise Risk ManagementExternal AuditsFinancial AnalysisInternal AuditsOperational RiskRisk AssuranceRisk and ComplianceRisk-Based AuditsSOX AuditSOX ComplianceTeam Management

Experience

Axis bank

Assistant Vice President

Jun 2021 – Present · 4 yrs 9 mos

Part of Operational Risk at the Bank with responsibility to identify and assess risk in exisiting products or processes, appraising controls mitigating risks with an objective to review effectiveness. Additionally, part of Product and Process Change Management, with a role to identify risks in new products/processes or changes in existing products/process with an objective to ensure adequate controls are designed and functioning to limit exposure to new risks arising from change.

Operational RiskRisk AssessmentControl EffectivenessInternal Controls

Grant thornton llp

Manager

Jul 2018 – Jun 2021 · 2 yrs 11 mos · Mumbai Metropolitan Region

Part of the GT Global Delivery Services, joint effort from GT India and GT UK, providing delivery solutions to GT-UK practice. Focused on providing timely, cost effective and quality delivery of Internal Audit, SOX compliance and other risk advisory projects to BFSI clients.

Internal AuditSOX ComplianceRisk Advisory

Pwc

2 roles

Assistant Manager

Promoted

Apr 2016 – Jun 2018 · 2 yrs 2 mos

Risk Assurance Services providing internal audit, controls and risk assessment, compliance reviews and other ancillary services to BFSI clients of PwC India

Risk AssuranceInternal AuditCompliance ReviewsRisk Assessment

Consultant

Oct 2014 – Mar 2016 · 1 yr 5 mos

Risk Assurance Services majorly concentrated in Governance, Risk and Compliance services servicing to the Financial Sector.

GovernanceRisk and ComplianceRisk Management

Kotak mahindra bank

Senior Manager

Aug 2011 – Apr 2014 · 2 yrs 8 mos · Mumbai Metropolitan Region

Group Internal Audit
Responsible for timely and effective execution of risk based internal audit of the wholesale as well as retail business of the bank. The audits covered a gamut of functions carried out by the business viz credit, credit administration, monitoring, legal and regulatory compliance. Involves reviewing credit appraisals made by credit analyst keeping in view exposure norms and risk appetite (if any) set internally as well as by regulators. Evaluating risk coverage in a proposal along with pointing out any exclusion of key risk for enterprises functioning in diverse industries like finance, hotel and tourism, aviation, tea & coffee industry, real estate, stock broking etc.

Internal AuditRisk-Based AuditsCredit RiskRisk Assessment

P.parikh and associates

Article Assistant

Mar 2008 – Jul 2010 · 2 yrs 4 mos · Mumbai Metropolitan Region

Articleship experience included conducting various internal and external audits. Assisted in external audits of educational institutions and public enterprises functioning in hotel and transport industires. Handled internal audits for renowned logistic and courier companies, money exchangers, catering service providers. In-charge of concurrent audits of few PSU banks as well as SOX audit of private bank.

Internal AuditsExternal AuditsSOX AuditInternal AuditExternal Audit