Apr 2022 – Jun 2023 · 1 yr 2 mos · Noida, Uttar Pradesh, India

• UK Audit Practice - Financial Services Sector
• Responsible for audits of FCA regulated Asset management clients based out of the UK
• Key involvement in the audit procedures starts from Planning, understanding the business, testing the
• D&I of controls and ITGC
• Testing, execution, reporting, archival of audit files
• Performed CASS (Client Money and Custody Assets) Reasonable Assurance Audit for FCA regulated
• Client
• Attended various Planning meetings and Engagement team discussions with RI and Managers to determine the scope of the audit. I have been responsible for conducting research in order to
• have an in depth understanding of a client's industry and business
• Performed walkthrough procedures as part of System Process Notes and Controls for Revenue, Purchases, Overheads, Payroll and FRCP cycles
• Performed Substantive procedures for Revenue, Payroll, Overheads, PPE, Investments, Payables, Receivables, Cash and Share Capital. Worked on full scope audits, as team leader reporting to
• manager/partner, leading audit teams of 2 to 8 colleagues , while being responsible for project management activities, detailed review of work performed by team members and being the
• primary contact for client meetings.
• Arranged training programs for new joined team members on assignments and also helped them
• acquaint with organization
• Delivered training presentations on audit concepts, audit tools and communications

Nov 2021 – Apr 2022 · 5 mos · Chandigarh, India

Apr 2020 – Oct 2021 · 1 yr 6 mos · Noida, India

• 1. Performing month-end, quarter close, half year and fiscal close activities including revenue & expense accruals, prepayments, bank reconciliations and intercompany settlement
• 2. Review and analysis of income statement and balance sheet accounts and providing analytical commentary for variance
• 3. Fixed assets accounting
• 4. Regulatory reporting (Finrep, Stat, GSIB)
• 5. Supporting internal and statutory audits by providing backups, schedules and explanations as required
• 6. Preparing monthly reconciliations of Balance Sheet accounts and substantiation of the balances
• 7. Liaise with local controllers and operations teams
• 8. Working on all monthly, quarterly, half yearly and annual statutory compliance.
• 9. Working with multiple teams to drive smooth closure
• 10. Extensive use of Advanced excel, word and PowerPoint along with SAP tools
• 11. Work on ad-hoc projects for automation through Alteryx
• 12. SOX Compliance

Sep 2018 – Sep 2019 · 1 yr · Gurdaspur, Punjab

• 1. Planned, executed, and managed financial statement audit engagements in the manufacturing, retail and service industry with clients based in India
• 2. Managing audit engagements from planning, execution through to completion in accordance with International Standards on Auditing
• 3. Supervision of multiple audit teams ranging from 2 to 5 persons
• 4. Developing the knowledge of junior team members through on the job coaching and sharing best practices on the completion of their sections
• 5. Testing and reporting on the design and operating effectiveness of an entity's internal controls
• 6. Testing the accuracy of the information contained in an entity's accounting records
• 7. Continuously communicating with the Manager/ Partner with respect to engagement progress.

Jan 2017 – Sep 2018 · 1 yr 8 mos · Gurugram, Haryana, India

• 1. Worked on Statutory Audit, Tax Audit, Group Audit, Limited Review and Hub Audit Assignments while working with diverse teams from different geographies in compliance with Indian GAAP, IFRS, US GAAP and also helped BDO Global teams in compliance for their local GAAPs
• 2. Worked on assignments from planning, execution, review to reporting stages while working as a Team player and reported directly to managers and partner on various assignments
• 2. Delivered professional training presentations to BDO Audit Team on Indian and Global Economic Issues
• 3. Worked on deliverables like reports, compliance filings & audit committee presentations
• 4. Mentored new joined trainees on assignments and also helped them acquaint with organization
• 5. Worked extensively with Audit tools, Microsoft Excel, Power-point and word programs.
• 6. Audited in SAP, Oracle and Tally Environments