Jul 2024 – Jul 2025 · 1 yr · Bengaluru, Karnataka, India

• ✓ Processing product level Corporate actions across global markets such as:
• Listing of securities for Initial public offerings (IPO) and Additional equity offerings such as Common stocks, ETFs, Rights and Warrants.
• Delisting of securities from stock exchanges and Multi lateral trading facility markets which undergo M&A and Delistings.
• Processing of ID number actions such as Ticker, Par value, Lot size, ISIN and Sedol changes.
• ✓ Pricing of securities such as Equities, Open and close ended funds, Newly issued term sheets and issued Bonds across global markets.
• ✓ Working closely throughout the day with live front office trading desks, ensuring real-time trade execution and immediate resolution of trade discrepancies, thereby minimizing market and operational risks by enhancing trade flow continuity.
• ✓ Proficient in using global banking related applications such as below :
• Bloomberg
• Refinitiv
• IDC
• Telekurs
• DTCC
• CUSIP access
• Encore by OCC
• Crest
• Euroclear
• ✓ Processing of Options clearing corporation (OCC) contracts housed by Goldman Sachs :
• Memo processing for derivative series and contracts of underlying common stocks going through a corporate action.
• Ensuring storage cum safekeeping of data and setup of derivative contracts held by Goldman Sachs is in line with OCC which encompasses creation, deletion and amendment of option derivative products.
• Updation and ensuring precise underlying securities mapping to Option contracts which are active in the exchanges by conducting due diligence on their underlyers.
• ✓ Setup and product enrichment of Indian Treasury Bills & Indian State Development Bonds listed on the National Stock Exchange of India :
• Weekly SDL loans & ITB setups according to the auction circular released by the Reserve Bank of India.
• Updation of quality and time critical trade attributes for the created products such as Coupon rates, Maturity details, Security identifiers, Day count convention.

Mar 2023 – Jul 2024 · 1 yr 4 mos · Bengaluru, Karnataka, India

• ✓ Mandatory Corporate Actions processing in U.S and LATAM regions for
• Equity Reorganization events such as Mergers,
• Stock splits, Reverse Stock splits, Stock
• Dividends, Spin-offs, Worthless events, Bonus
• Issue, Mandatory Exchange and Rights issue.
• ✓ Processing of Prime Brokerage trades,
• Securities lending/borrowing trades,
• Proprietary trades and Open Fail trades for
• equity positions affected by a Mandatory Corporate action.
• ✓ Trade processing for various categories of
• trades
• which encompasses Trade booking for Prime
• brokerage and select Proprietary internal book
• trades, Settlement, Reconciliation, and
• Reporting to regulatory bodies.
• ✓ Fluent in operating Legacy, Inhouse and
• Global capital markets processing systems
• such as :-
• | INTELLIMATCH MM4
• | ASTRID
• | Memphis
• | GOS
• | FISS
• | GLOSS
• | DTCC
• ✓ Prioritised timely reconciliation and
• matching of ledger and statement breaks in
• Intellimatch MM4 system post trade
• processing.
• ✓ Evidence preparation and submission of
• client money and stock hub items to the
• regulatory bodies governing the capital
• markets ecosystem in the following portals :-
• | CASS Hub - Barclays
• | Stock Hub - Barclays
• | Delphi - Barclays
• ✓ Analysis of data and preparation of daily
• reportables such as :-
• Deplhi CASS Governance report and
• evidence submission.
• TLS - PLS - Cash breaks reporting.
• Single CASS items evidencing + submission.
• GLOSS tasks resolution + reporting.
• Weekly Payables and receivables reporting
• on client level for the whole Reorganization
• department for Voluntary CA, Mandatory fixed
• income CA and Mandatory equity CA.