Jalaj Nagar

Operations Associate

Gandhinagar, Gujarat, India18 yrs experience

Highly Stable

Key Highlights

17 years of experience in regulatory compliance.
Expert in AML and regulatory reporting.
Proficient in drafting compliance policies.

Stackforce AI infers this person is a Regulatory Compliance Expert in the Fintech industry.

Contact

Skills

Core Skills

Regulatory And ComplianceOperational StrategySurveillance

Other Skills

ActimizeAnti money laundering (AML)Audit team handlingBuild Strong RelationshipsCapacity PlanningCapacity UtilizationCapital Market OperationsChange in rules regulations and bye lawsClearing and SettlementCommunication TrainingComplianceCompliance ManagementCompliance OfficersCompliance RegulationsCritical Thinking

About

Seasoned professional who developed and implemented operational excellence by continuous improvement as well as mprovisation as needed. 17 Years of exquisite experience currently spearheading as Deputy Manager Regulatory handling regulatory functions and compliance i.e. for IFSCA and GIFT IFSC SEZ. Further, handling surveillance, membership, inspection and other regulatory functions of the Exchange.

Experience

Icici bank limited

Manager

Feb 2025 – Present · 1 yr 1 mo · GIFT City Gandhinagar · On-site

Capital Market Operations and Compliance pertaining to International Exchanges in SEZ-NSEIX, IIBX and India INX and respective Cleaning Corporations || Clearing and Settlement || Fixed Deposit || Euroclear || Depository || Custodian || Broker Dealer Compliances ||

Capital Market OperationsComplianceClearing and SettlementRegulatory ComplianceRegulatory and complianceOperational Strategy

India international exchange (ifsc) ltd

Regulatory & Compliance

Oct 2021 – Jan 2025 · 3 yrs 3 mos · GIFT SEZ Gandhinagar · On-site

AML-CFT Guidelines, FIU 2.0 Compliance
Regulatory - Surveillance, Membership, MII Regulations and CMI Regulations, Compliance.
Worked on restructuring and Amendment of Bye laws, Rules and Regulations of the Exchange.
Amendment of AML policy of the Exchange.
Regulatory reporting to the IFSCA, Submission of Monthly Activity Report and Monthly Development Report (MAR/MDR) and other crutial reportings.
Reporting to the GIFT SEZ Authority through Monthly Progress Report (MPR) and Service Export Reporting Form (SERF).
Functional Committees of Exchange - Regulatory Oversight Committee (ROC), Membership Selection Committee (MSC) and other committees.
FIU and FATF Information to the IFSCA.
Possesing proficient Drafting expertise.

Anti money laundering (AML)FIU 2.0 ComplianceDocument DraftingRegulatory and complianceSurveillance and membershipSurveillance

Mas financial services limited

Compliance Relationship Manager - for NBFC Partnership Compliance

Apr 2019 – Oct 2021 · 2 yrs 6 mos · Ahmedabad, Gujarat, India

NBFC Partnership Compliance, Audit team handling, PAR/POS Analysis, Deep Diving, Liasoning with public sector banks for (Priority Sector Lending - PSL), due diligence

NBFC Partnership ComplianceAudit team handlingDue diligenceRegulatory and compliance

National multi-commodity exchange of india limited

Manager Audit and Compliance

Feb 2010 – Apr 2019 · 9 yrs 2 mos · Ahmedabad, Gujarat, India · On-site

Manager Audit and Compliance, Regulatory Compliance for erstwhile FMC then SEBI, Surveillance, financial analysis, drafting expertise, Grievance Redressal, Income Tax communication u/s 133(6) information correspondence

Regulatory ComplianceSurveillanceFinancial analysisRegulatory and compliance