Jatin Gujar

Operations Associate

Mumbai, Maharashtra, India4 yrs 7 mos experience

Most Likely To Switch

Key Highlights

Expert in KYC and AML processes.
Strong foundation in financial markets and banking.
Proven ability to manage client onboarding and compliance.

Stackforce AI infers this person is a KYC/AML specialist in the Fintech industry.

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Skills

Core Skills

Kyc/aml ProcessesBanking OperationsAnti-money LaunderingKyc Processes

Other Skills

Analytical SkillsBond MarketsBusiness AnalysisClient Risk AnalysisCross-border TransactionsCustomer ServiceData EntryDerivativesEconomicsEquity DerivativesFX DerivativesFinanceFinancial InstrumentsInternational Swaps and Derivatives Association (ISDA)Investment Banking

About

Passionate about financial markets and the banking system, with a strong academic foundation holding a Bachelor’s degree in Financial Markets and a Master’s in Commerce (Management & Economics). Through both education and professional experience, I have developed in-depth knowledge of financial markets, KYC/AML processes, banking operations, financial and banking instruments, and derivatives. I am eager to further deepen my expertise and build a strong, long-term career in the banking and financial markets domain.

Experience

Orbis financial corporation limited

Senior KYC and Investor Service

Sep 2023 – Present · 2 yrs 6 mos · Mumbai Metropolitan Region · On-site

Onboarding of FPI, FDI, AIF, and corporate as well as individual clients.
Managing end-to-end KYC for foreign HNIs and corporates, primarily catering to financial institutions, funds, hedge funds, investment managers, banks, body corporates, and partnerships.
Coordinating with clients to gather and fulfill requirements while ensuring seamless engagement and support.
Assisting clients in the execution of their transactions in Indian markets.
Conducting risk-based analysis to ensure compliance and safeguard client interests.
Operating in alignment with SEBI, RBI, and PMLA Act guidelines.

KYC VerificationCustomer ServiceFinancial InstrumentsBanking OperationsKYC/AML Processes

Teleperformance

Anti-Money Laundering Analyst

Sep 2022 – Apr 2023 · 7 mos · Mumbai, Maharashtra, India · On-site

Conducting detailed analysis of alerts triggered due to AML concerns or suspicious activities.
Reviewing fund transactions and assessing the nature and purpose of transfers.
Obtaining and verifying source of funds (SoF) and source of wealth (SoW) from clients.
Examining client documents such as salary slips, mortgage agreements, directors’ reports, annual reports, AOA, COI, portfolio reports, etc.
Monitoring triggered accounts to identify unusual activity, related parties, and potential red flags.
Preparing and providing rationale for account activities and transactional patterns.
Escalating alerts to relevant compliance teams or resolving them at the initial level, as appropriate.
Identifying suspicious activities or money trails through investigative analysis.
Reviewing Politically Exposed Persons (PEPs) and connected parties for potential risks.
Screening alerts, mitigating identified risks, and ensuring compliance with AML regulations.
Performing forensic-level searches on trigger accounts and related parties to detect hidden risks.

Anti-Money LaunderingSuspicious Activity Reports (SAR)Transaction Analysis

Bnp paribas cib

KYC Analyst

Oct 2020 – Apr 2022 · 1 yr 6 mos · Mumbai Metropolitan Region

Capturing and updating clients’ shareholding structures and associations based on provided documentation and available information.
Uploading ownership and organizational details into internal systems with accuracy and completeness.
Ensuring high-quality data entry by performing a 4-eye check validation process.
Drafting and formalizing the hierarchy management (HM) process into Standard Operating Procedures (SOPs).
Training and mentoring new joiners on processes and compliance requirements.
Conducting end-to-end KYC for corporates, funds, investment managers, pension funds, banks, financial institutions, SPVs, and commercial corporates.
Ensuring clients’ adherence to internal bank policies and regulatory standards.
Performing client risk analysis based on operational activities, sector exposure, and country of incorporation/operation.
Coordinating with clients, Compliance teams, and Relationship Managers to address pending requirements.
Reviewing screening results, mitigating identified risks, and escalating cases to relevant teams when necessary.
Utilizing public domain sources (e.g., registries, regulators, stock exchanges) to independently verify client entities and individuals.