ARCHANA PRIYA

Operations Associate

Noida, Uttar Pradesh, India10 yrs 5 mos experience
Most Likely To SwitchHighly Stable

Key Highlights

  • Over six years of compliance and risk management expertise.
  • Developed innovative solutions for complex compliance challenges.
  • Strengthened financial integrity through robust compliance systems.
Stackforce AI infers this person is a compliance and risk management expert in the Fintech sector.

Contact

Skills

Core Skills

Risk ManagementRegulatory Compliance

Other Skills

Anti-Money LaunderingBack Office OperationsBack-end OperationsBankingBrokingCompliance RegulationsFinanceFinancial AnalysisFinancial ReportingFinancial ServicesFraud InvestigationsInternal ControlsInvestment BankingOffice OperationsSecurities Regulation

About

With over six years at Religare Broking Ltd, my focus has been on enhancing compliance protocols and risk management strategies. Our team has instituted robust financial compliance systems that support the organization's integrity and operational excellence in securities regulation. Leveraging skills in financial reporting and internal controls, I've contributed to the development of innovative solutions for complex compliance challenges. My mission is ensuring seamless adherence to regulations, thereby reinforcing the firm's commitment to ethical financial practices.

Experience

Religare broking ltd

4 roles

Assistant Manager

Promoted

May 2025Present · 10 mos · Noida, Uttar Pradesh, India

Securities RegulationFinancial ReportingInternal ControlsAnti-Money LaunderingFinancial AnalysisRisk Management+1

Compliance Executive

Apr 2021May 2025 · 4 yrs 1 mo · Noida, Uttar Pradesh, India

Risk Management Specialist

Promoted

Sep 2018Mar 2021 · 2 yrs 6 mos · Noida, Uttar Pradesh, India

Operation Executive

Jan 2013Nov 2013 · 10 mos · Varanasi, Uttar Pradesh, India

  • Back Office work

Kotak securities

Operation Executive

Nov 2013Jan 2016 · 2 yrs 2 mos · Varanasi, Uttar Pradesh, India

  • Back Office

Education

Gautam Buddha University

Master of Business Administration - MBA — Finance and HR

Jan 2010Jan 2012

Veer Bahadur Singh Purvanchal University, Jaunpur

Bachelor of Commerce - BCom — Accounting and Finance

Apr 2007Jul 2010

Stackforce found 100+ more professionals with Risk Management & Regulatory Compliance

Explore similar profiles based on matching skills and experience