Vikram Singh

Recruiter

Mumbai, Maharashtra, India7 yrs 6 mos experience

Highly Stable

Key Highlights

7 years of experience in financial institutions.
Expertise in regulatory risk and trade monitoring.
Proficient in SQL and VBA for data analysis.

Stackforce AI infers this person is a Fintech professional with strong expertise in regulatory risk and financial analysis.

Contact

Skills

Core Skills

Regulatory RiskData AnalysisWealth AdvisoryRisk ManagementMarket Analysis

Other Skills

ActimizeBacktestingBloombergBloomberg TerminalClient AdvisoryClient RelationsConfluenceEquity DerivativesEquity ResearchExcel-VBAFinancial AdvisorFinancial ModelingFutures TradingJiraKraken

About

Dedicated and passionate professional with around 7 years of experience through working with different financial institution. Experience in financial products (Derivatives, OTC, Bond, Swap ) ,Financial analytics ,operational risk and front office surveillance. Proficient in SQL query and VBA Macros Excel Interested: Business analyst in Compliance or Risk professional role

Experience

Tower research

Compliance officer ( Crypto / Digital asset )

Aug 2024 – Present · 1 yr 7 mos · Gurugram, Haryana, India · Hybrid

Bnp paribas

Senior Associate ( Regulatory Risk & Trade Monitoring)

Aug 2021 – Aug 2024 · 3 yrs · Mumbai, Maharashtra, India · On-site

:- Review and analyse trade surveillance reports / alerts and sign off alert completion related to employee, client and firm trading activities. ( Cover all sorts of manipulation models such as Spoofing , Wash trades , Parking , Front Running etc )
:- Conduct investigations on irregularities and abnormal market activities across all asset class.
:- Create Management information Reports on a periodic basis( Dashboard , EOD Reporting )
:- Using wide array of tools like Actimize ,Actone Bloomberg, SMARTS , POWER BI to conduct comprehensive analysis and other ad hoc activities.-
:- Worked on automation of several projects independently through Excel-VBA

Trade SurveillanceRegulatory RiskData AnalysisExcel-VBAActimizeBloomberg+1

Axis securities limited

Senior Advisor ( Wealth Advisory )

Dec 2018 – Nov 2020 · 1 yr 11 mos · Mumbai · On-site

: Independently handling AUM size of 250 crores in equity and currency market.( Mapped Clients - 200+)
: Develop Hedging strategy to mitigate risk of client's trade in live market.
: Provide a goal based approach financial planning for respective clients.
: Provide Insightful info related to market sentiments through Technical analysis.

Wealth AdvisoryRisk ManagementTechnical AnalysisClient Relations

S2 analytics private limited

Advisor

Nov 2017 – Jun 2018 · 7 mos · New Delhi Area, India

Advising client's Risk /Rewards of financial market and help them to build a portfolio that suits them .
Providing recommendation in Equity for short term ( by using technical analysis )
Help client during market hour of their open trades by doing technical analysis .

Risk ManagementTechnical AnalysisClient Advisory