Glenn Southeren

CEO

Australia21 yrs 3 mos experience
Highly Stable

Key Highlights

  • Extensive experience in compliance across multiple financial markets.
  • Leadership roles in top-tier financial institutions.
  • Expertise in regulatory compliance and risk management.
Stackforce AI infers this person is a seasoned compliance professional in the financial services industry.

Contact

LinkedIn

Skills

Core Skills

Compliance OversightLegal Compliance

Other Skills

AMLAnti Money LaunderingCapital MarketsCorporate GovernanceDerivativesEquitiesEquity DerivativesFinancial MarketsFinancial RegulationFinancial RiskFixed IncomeHedge FundsInternal ComplianceInvestment BankingKYC

Experience

Jump trading group

Senior Advisor

Jul 2025 – Present · 8 mos · Australia · On-site

Citadel securities

Chief Compliance Officer

May 2016 – Jul 2025 · 9 yrs 2 mos · Sydney, New South Wales, Australia · Hybrid

  • CCO May 2016 - Present
  • HKG - SFC Type 1 & Type 2 Regulated
  • SFC Manager In Charge (MIC), AMLO & Complaints Officer: 2016 - 2022
  • Japan
  • JPX / TSE Remote Trading Participant (RTP) & High Speed Trading ID (HST-ID)
  • JFSA Type 1 regulated entity
  • Singapore
  • SGX-DT Trading Member Proprietary
  • Japan HST-ID
  • Australia
  • Australian Financial Services License (AFSL)
  • India
  • FPI Cat 2 /3
  • SEBI registered Stockbroker, NSE Exchange Member
Compliance OversightLegal ComplianceInternal Compliance

Citadel

Chief Compliance Officer

May 2016 – Mar 2023 · 6 yrs 10 mos · Hong Kong SAR · On-site

  • APAC CCO Citadel Asia Limited
  • SFC Type 1 and Type 9 license MIC & AMLO
  • Singapore CMSL licensed Asset Manager

Tower research capital

Director Of Compliance, Asia

Apr 2014 – May 2016 · 2 yrs 1 mo · Hong Kong

Jane street asia limited

Head of Compliance, Asia

May 2011 – Apr 2014 · 2 yrs 11 mos

Bank of america / merrill lynch

Director, Business Supervision

Jan 2010 – May 2011 · 1 yr 4 mos · Australia

Bgc partners

Regional Head of Compliance, Asia

Jan 2005 – Jan 2010 · 5 yrs · Asia

Education

Central Coast Grammar School

Stackforce found 100+ more professionals with Compliance Oversight & Legal Compliance

Explore similar profiles based on matching skills and experience

Mayank Khera

Mayank Khera

Accumulated Expertise

at Career-Wide Experience

Delhi, India0 mo exp
Corporate LawLegal Consulting
Israr Khan

Israr Khan

Group CEO

at BramhaCorp Ltd.

Pune, India39 yrs 1 mo exp
ManagementReal Estate Development
Ujjawal Saxena

Ujjawal Saxena

CS Management trainee

at Paytm

Noida, India11 mos exp
Corporate LawRegulatory Compliance
Simran Patel

Simran Patel

Lead Consumer Investments

at All In Capital

New Delhi, India4 yrs 2 mos exp
Investment AnalysisFund operationsContent StrategyLegal AdvisoryAlternative Dispute Resolution
Abhishek Neema

Abhishek Neema

Deputy Manager Human Resources (Plant HR)

at Balaji Wafers Pvt.Ltd.

Indore, India9 yrs 4 mos exp
ManagementTeam Leadership
Rohit Tiwari

Rohit Tiwari

Advocate

at Self employed

Noida, India20 yrs 7 mos exp
Corporate LawTax Accounting
Vaibhav Shah

Vaibhav Shah

HR Manager

at Atlas Metal Industries Pvt Ltd

Jamnagar, India15 yrs 3 mos exp
Didar Kaur

Didar Kaur

Legal Associate

at PLA

Delhi, India2 yrs 4 mos exp
Legal Writing