Apr 2015 – Oct 2023 · 8 yrs 6 mos · Gurgaon, India · On-site

• I've led Middle and Back Office operations with a focus on trade processing, stakeholder engagement, risk management, and compliance across various financial instruments. My expertise covers equities, derivatives, ETFs, OTCs, fixed income, asset-backed securities, and FX.
• I engage proactively with brokers, vendors, and internal teams to deliver tailored solutions. Real-time risk monitoring and prompt intervention are key aspects of my role, ensuring risk mitigation.
• I foster team collaboration, streamline operations, and prioritize innovation to meet organizational goals. I also maintain regulatory compliance, adapt to market changes, and oversee securities management, including pledge/un-pledge and Register of Securities reconciliation.

Jan 2013 – Apr 2015 · 2 yrs 3 mos · Gurgaon, India

• Proficiently managed diverse asset trade processing, including equities, bonds, futures, options, and currencies, ensuring precision in client portfolios. Expertise included conducting rigorous peer reviews, aligning with Investment Advisor recaps, and efficiently managing Corporate Actions. Demonstrated experience in optimizing trade settlements and portfolio valuations, with a focus on effective quarterly rebalancing. Actively drove process improvements for enhanced operational efficiency.

Jul 2010 – Jun 2012 · 1 yr 11 mos · Bengaluru Area, India · On-site

• Dealt with end-to-end trade processing, specializing in US domestic trades. My experience spans various financial securities, including stocks, government bonds, Mortgage Backed Securities (MBS), and Asset Backed Securities (ABS).
• I excelled in real-time collaboration with institutions like the Depository Trust Company (DTC) and the Federal Reserve, ensuring timely settlements. Efficiently resolving incomplete trades for same-day and future-day settlement was a key strength.