Neelesh Pandey — Operations Associate

I am a Senior Process & Compliance Specialist with over 12 years of experience spanning Governance, Risk & Compliance (GRC), AML/KYC, Data Privacy, and Regulatory Risk Management. My journey has allowed me to operate at the intersection of financial integrity and technological innovation, helping organizations maintain trust, compliance, and operational excellence. I bring deep expertise in AML, KYC, and transaction monitoring, managing end-to-end compliance oversight, STR/SAR filings, and audit readiness aligned with RBI, SEBI, and FIU-India requirements. Alongside, I have worked extensively in fraud prevention, designing risk control frameworks that reduce incidents and recover multi-crore losses. In my current role, I focus on building GRC frameworks, data protection policies, and privacy-by-design initiatives aligned with the IT Act 2000, DPDPA, and GDPR. I’m passionate about using technology, automation, and AI-driven analytics to modernize compliance monitoring, audit evidence management, and Third-Party Risk Management (TPRM). My experience across fintech, gaming, and financial services has strengthened my ability to partner with regulators, auditors, and business teams — ensuring organizations remain secure, compliant, and audit-ready while continuing to scale responsibly. 👉 Currently, I’m focused on leveraging GRC automation and privacy governance to enable sustainable business growth, enhance customer trust, and deliver measurable impact across global regulatory landscapes.

Stackforce AI infers this person is a seasoned compliance specialist in the Fintech sector with a strong focus on regulatory frameworks.

Location: Mumbai, Maharashtra, India

Experience: 12 yrs 11 mos