Tanya Jaspal — Operations Associate
Risk & Compliance professional with 4.5+ years of experience, specialising in regulatory governance, audit readiness, escalation management and control frameworks. Proven track record in reducing penalties, strengthening audit outcomes, and implementing SOP-led compliance controls across multi-location portfolios for major banking clients. Experienced in auditor and stakeholder management, documentation and trail hygiene, RCA-driven fixes, and cross-functional collaboration with Operations, Quality and HR teams. Skilled in building high-discipline, low-risk operational environments using structured governance processes, MIS and AI-enabled reporting tools. Backed by a postgraduate degree in Clinical Psychology and certifications in NLP and behavioural coaching, I bring a strong conduct-risk and human behaviour lens to compliance execution—helping teams translate regulatory requirements into consistent on-ground performance. Actively exploring Risk & Compliance or Governance & Controls leadership roles within BFSI, NBFC and fintech environments.
Stackforce AI infers this person is a Risk & Compliance specialist in the BFSI sector with a focus on governance and controls.
Location: West Delhi, Delhi, India
Experience: 8 yrs 3 mos
Skills
- Regulatory Compliance
Career Highlights
- 4.5+ years in Risk & Compliance
- Expert in regulatory governance and audit readiness
- Strong background in clinical psychology and behavioral coaching
Work Experience
Hi-Tek Syndicate
Compliance Manager (4 yrs 9 mos)
Unique Psychological Services
Intern (1 mo)
Self-employed
Personal Enhancement Life Coach (3 yrs 6 mos)
Shikshapurti (NGO)
Hypnotherapist (1 mo)
Education
Master's Degree at Amity University, Greater Noida Campus