Chaitali Pansari — CEO

Company Secretary with 8 years of experience. Currently involved with Mutual fund industry. • Preparation of all Compliance reports as required under SEBI (Mutual Funds) Regulations, 1996 and Master Circular for Mutual Funds. • Updation of Offer Documents such as Scheme Information Document (SID), Key Information Memorandum (KIM), Statement of Additional Information (SAI) of schemes of Mutual Fund. • Preparation of Addendums to be published in Newspapers. • Preparation of Summaries and Checklists as and when required as per the SEBI and AMFI Circulars. • Adherence to guidelines of SEBI Prohibition of Insider Trading guidelines for an Asset Management Company and Trustee Company • Conducting training on Various policies relating to Compliance. • Monitoring of Compliance related Policies. • Handling various other daily, monthly, bi- monthly, quarterly, half yearly and Annual Compliance and reporting of reports for Asset Management Company, Mutual Fund. • To assist Trustees in all aspects relating to monitoring of activities and ensuring scheme offer document compliances. • To ensure all directions of Trustees are implemented in timely manner including SEBI and AMFI circulars and relevant guidelines of Mutual Funds. • Monitoring compliance of the SEBI Mutual Fund Regulations and timely reporting by MF/AMC and exceptions thereto, to SEBI, Board of AMC and Trustees. • Timely submission of periodical reports to Regulators, AMFI and Board of Trustees and AMC. • Vetting and approving various Advertisements, Factsheets, Posters, Commercials, Reel content etc., other communications to investors. • Compliance related audit/inspection observations and incidents for systemic corrections. • Drafting of Agenda, Notices and Minutes for Committees/Board/General Meetings.

Stackforce AI infers this person is a Compliance Specialist in the Fintech industry.

Location: Bengaluru, Karnataka, India

Experience: 8 yrs 8 mos