Anup Singh, CISA®

CEO

Hyderabad, Telangana, India17 yrs 7 mos experience
Most Likely To SwitchHighly Stable

Key Highlights

  • 17+ years in Banking and Financial Services
  • Expert in Regulatory Assurance and Risk Management
  • Proven leadership in enterprise governance initiatives
Stackforce AI infers this person is a seasoned professional in Fintech with a strong focus on regulatory compliance and risk management.

Contact

Skills

Core Skills

Regulatory AssuranceRegulatory ComplianceRegulatory ReportingRisk ManagementInternal AuditsBusiness AnalysisVendor ManagementAccounts PayableCustomer Support

Other Skills

Service DeliveryTeam LeadershipTeam BuildingRegulatory AuditsRegulatory ControlsRegulatory FilingsRegulatory RiskUS regulatoryData GovernanceData ValidationData ReviewRegulatory RemediationFR Y-14M/QWholesale RiskCommercial Banking

About

With 17+ years of experience in Banking and Financial Services, I bring an enterprise leadership perspective across data quality, governance, internal controls, risk management, RCSA, regulatory reporting, and assurance. My experience spans leading large‑scale initiatives that strengthen control effectiveness, support regulatory expectations, and improve the integrity and reliability of management and regulatory reporting across complex organizations. I have operated extensively within COSO, SOX 404, Federal Reserve, OCC, SEC, Basel, and BCBS (239) supervisory frameworks, supporting enterprise risk and governance agendas through control framework design, assessment, and transformation. My work is focused on driving sustainable risk management, advancing process simplification, and embedding strong governance practices that scale across businesses and platforms. I am recognized for partnering at senior levels across business, technology, risk, compliance, and audit functions to deliver enterprise outcomes, support regulatory and audit engagements, and enable consistent execution of risk and control programs. My leadership approach emphasizes strategic alignment, disciplined execution, and building resilient operating models that stand up to supervisory scrutiny.

Experience

17 yrs 7 mos
Total Experience
2 yrs 11 mos
Average Tenure
4 yrs 5 mos
Current Experience

Wells fargo

3 roles

Vice President (Manager) - Governance & Controls

Promoted

Jan 2026Present · 4 mos · Hyderabad, Telangana, India

Service DeliveryTeam LeadershipTeam BuildingRegulatory AssuranceRegulatory AuditsRegulatory Compliance+8

Executive Director (Sr. Lead) - Regulatory Remediation Program / ICFR / ICRR

Sep 2024Dec 2025 · 1 yr 3 mos · Hyderabad, Telangana, India

Regulatory ReportingRegulatory ComplianceRegulatory RiskRegulatory FilingsRegulatory AuditsRegulatory Remediation+17

Vice President (Lead) - Testing and Validation: 2nd LOD

Nov 2021Sep 2024 · 2 yrs 10 mos · Hyderabad, Telangana, India

Risk ManagementOffshoringRegulatory AuditsRegulatory ComplianceChange ManagementRisk Assessment+10

State street

Manager - Internal Audit

Dec 2018Nov 2021 · 2 yrs 11 mos · Bengaluru Area, India · On-site

Risk ManagementInternal AuditsInternal ControlsEnterprise Risk ManagementRegulatory AuditsRegulatory Compliance+4

Hsbc

3 roles

Manager - Regulatory Compliance (Dodd-Frank)

Jan 2018Dec 2018 · 11 mos · On-site

Risk ManagementBusiness AnalysisOffshoringCredit RiskCognos ReportNetPerformance Reporting+6

Assistant Manager - Enterprise Risk Management

Sep 2016Dec 2017 · 1 yr 3 mos · On-site

Risk ManagementBusiness AnalysisAnalysisCredit RiskBasel IIMIS+2

Business Analyst - Enterprise Risk Management

Feb 2014Aug 2016 · 2 yrs 6 mos · On-site

Risk ManagementBusiness AnalysisAnalysisCredit RiskBasel IIMIS+2

Cognizant

Senior Process Executive - Balance Sheet Operations

Jun 2012Feb 2014 · 1 yr 8 mos · Hyderabad Area, India · On-site

Business AnalysisAnalysisTreasury ServicesOffshoringBusiness ObjectsOutsourcing+4

Genpact llc

2 roles

Process Developer - Vendor Management

May 2011Jun 2012 · 1 yr 1 mo · Kolkata Area, India · On-site

Business AnalysisAnalysisOffshoringPerformance ReportingTransition ManagementOutsourcing+6

Process Associate - Accounts Payable

Jun 2009Apr 2011 · 1 yr 10 mos · Kolkata Area, India · On-site

Business AnalysisOffshoringTransition ManagementOutsourcingService Level AgreementsAccounts Payable+3

Ibm daksh

Customer Care Executive

Jun 2008Jun 2009 · 1 yr · Kolkata Area, India · On-site

BPOCustomer SupportCustomer ServiceCustomer Service Representatives

Education

SVKM's Narsee Monjee Institute of Management Studies (NMIMS)

Master of Business Administration - Financial Management

Jun 2022Jul 2024

University of Calcutta

B.Com — Commerce

Jan 2005Jan 2008

Adarsh Madhyamik Vidyalaya

Basic Skills and Developmental/Remedial Education

Jan 1999Jan 2005

Stackforce found 100+ more professionals with Regulatory Assurance & Regulatory Compliance

Explore similar profiles based on matching skills and experience