Emily Louie

CEO

New York, New York, United States25 yrs 10 mos experience

Highly Stable

Key Highlights

Led a global team of 70+ associates.
Streamlined client onboarding process for Private Bank.
Received Global Operational Excellence award in 2025.

Stackforce AI infers this person is a Fintech professional with extensive experience in client data management and regulatory compliance.

Contact

Skills

Core Skills

Client Data ManagementAml OperationsClient OnboardingData ManagementRegulatory ComplianceClient Reference DataKycProject ManagementRisk ManagementClient ManagementProduct ManagementSales

Other Skills

Global Anti-Money Laundering (AML) OperationsTeam ManagementProcess ImprovementData Quality ManagementMetrics DevelopmentBusiness RequirementsClient Limits NegotiationsRegulatory ReviewsPortfolio ManagementRisk DocumentationMarketingClient Relationship ManagementSeries 7Series 63Fixed Income

Experience

25 yrs 10 mos

Total Experience

9 yrs 11 mos

Average Tenure

5 yrs 11 mos

Current Experience

Bank of america

3 roles

Managing Director, Head of Client Data Management Operations

Promoted

Dec 2025 – Present · 5 mos

Head of Legal Entity/Client Data Management Operations managing a global team of 70+ Associates within Global Anti-Money Laundering (AML) Operations. Lines of business include Private Bank, Global Banking, & Global Markets.
Received the 2025 Global Operational Excellence Client Journey award for streamlining the Private Bank client onboarding process to improve overall SLAs.

Client Data ManagementGlobal Anti-Money Laundering (AML) OperationsTeam ManagementAML Operations

Head of Agreements Data Quality, Good to Trade, & Data Management Operations

Promoted

Jul 2022 – Dec 2025 · 3 yrs 5 mos

Manage global teams of 70+ Associates focused on profiling/maintaining Global Banking & Markets legal trading agreements data, compliance with regulatory protocols such as Dodd-Frank adherence, and creation/maintenance of client entity data.

Data Quality ManagementRegulatory ComplianceData Management

Head of Data Quality/Metrics, Equity Prime Brokerage Onboarding

Jun 2020 – Jul 2022 · 2 yrs 1 mo

Lead a global team managing a portfolio that includes projects related to Global Banking & Markets (GBAM) Client Reference Data, CIP/KYC, ISDAs, etc.
Manage a metrics team developing QA processes/procedures and metrics related to Client Off-Boarding and AML/KYC.
Established a brand new 8-person team focused on Prepaid Card Complaints.
Equity Prime Brokerage Onboarding team Manager, responsible for the end-to-end process to create new client accounts.
Managed the strategic initiatives team responsible for delivering budgeted projects.

Client Reference DataKYCMetrics Development

Bank of america merrill lynch

3 roles

Product Development Manager

Jan 2016 – Jun 2020 · 4 yrs 5 mos

Manage and prioritize PB client requests for Risk & Margin platform enhancements
Engage with clients and internal stakeholders to provide Business Requirements for technology builds
Oversee tech-related budget for Risk Initiatives and manage technology resources and prioritization queue
Primary PB front-office lead for enterprise-wide Broker Dealer Separation project across Global Markets and Global Wealth Management collaborating with our clients, Sales, Legal, Operations, Technology, and Project Management partners to ensure a successful migration regulatory deadline
Work with Legal, Compliance, and Operations to complete new legal entity applications for exchanges and clearing houses

Risk ManagementBusiness RequirementsProject Management

Director, Futures, Options, & OTC Clearing

Dec 2012 – Dec 2015 · 3 yrs

Front-Office Risk Manager for Futures, Options, & OTC Clearing
Manage OTC Clearing Client Limits Negotiations
Establish Default Management Procedures
Prepare Regulatory and CCP Risk Reviews
Liaise between F&O, OTC Clearing Business, LOB Risk, and Counterparty Credit Risk

Client Limits NegotiationsRegulatory ReviewsRisk Management

Director, Prime Brokerage Risk/Margin Marketing

Jan 2010 – Dec 2012 · 2 yrs 11 mos

Manage all client-related aspects for PB Risk/Margin.
Market and demo PB’s cross-product portfolio margining capabilities and analytics to hedge fund clients and institutional sales
Manage prospective and existing client sample portfolios to determine the best leverage platform and discuss results with the client
Create Risk/Margin documents for internal and external distribution

Client ManagementPortfolio ManagementRisk Documentation

Merrill lynch

3 roles

Director, Prime Brokerage Risk

Promoted

Jan 2007 – Jan 2010 · 3 yrs · New York, NY

Responsible for marketing Prime Brokerage Risk tools; member of 3-person team negotiating Term Margin Agreements.

VP, Global Debt E-Commerce

Promoted

Jun 2004 – Jan 2007 · 2 yrs 7 mos · New York, NY

Product manager for MLXport, a Merrill Lynch proprietary Fixed Income and Equities Data/Analytics Excel add-in for Sales & Trading professionals and Institutional Clients.
Marketed MLXport globally to Sales & Trading professionals and institutional clients.
Designed marketing material, branding, and sample templates for MLXport.

Product ManagementMarketingSales

Analyst/Associate, Fixed Income Institutional Short Term Sales

Jun 2000 – Jun 2004 · 4 yrs · New York, NY

Generated $10 million in production credits as part of a two-person team, contributing to the desk total of $50MM for 2003, with a 10% year-over-year increase annually.
Clients included institutional money funds, insurance companies, banks, and sec lenders with AUM ranging from $2-$150 billion.
Product focus included CP, ABS, HEL, repo, treasuries, agencies, and corporates

SalesClient Relationship Management