Mar 2022 – Oct 2023 · 1 yr 7 mos · Gurugram, Haryana, India

• Part of screening team and completing review related to negative screening and SPF/PEP on our existing, onboarding and EDR triggered clients.
• Screenings on customer documentation obtained for request on client’s as required by Global KYC procedures from
• APAC, LATAM, EMEA and USA.
• Identifying TRUE SPF/PEP basis their Jurisdiction/Providing Due Diligence Questionnaire.
• Enhanced Due Diligence performed on entities via Lexis-
• Nexis, Google, World Check and Fircosoft.
• Determined whether the activity seemed legitimate or not by applying various AML regulations including the USA PATRIOT ACT, the Bank Secrecy Act and OFAC.
• Performed Sanctions screening and PEPs identification.
• Reviewed potential negative news hits across Global Client
• Management divisions.

Dec 2020 – Mar 2022 · 1 yr 3 mos · Gurugram, Haryana, India

• Worked in Payment Compliance team and responsible to complete CDD, EDD review along with PEP screening on individual and Entity Host who are using Airbnb platform across the word.
• Hands on experience in using applications like Dow Jones, World Check, Clear, Alfred, Compliance Queue.
• Part of Host appeal process (Inbound Appeal Tickets) which are received through I-sight and resolved them basis on their TAT.
• Leading EDD team as an SME and handling team’s day to day process specific queries.
• Taking care of preparing production report on a daily basis and publish it for the team.

Sep 2015 – Jul 2020 · 4 yrs 10 mos · Jaipur, Rajasthan, India

• Worked in CIB team (Corporate Investment Banking) and take care of APAC (Asia Pacific) region’s transaction monitoring for the purpose of AML, through Smaragd we investigate all DB’s (Deutsche Bank) direct client and through Mantas we review the wire transactions related to correspondent banking and we use Actimize application for both types of clients.
• We conduct investigation on customer and counterparty(s) who are involved in those transactions to verify the purpose of transaction and provide proper documented research and their legitimacy to relationship managers, Local AMLO’s and onshore teams with the help of search tools like Smaragd, Mantas, Actimize, Google, LexisNexis, PCR, World Check, Cool App, AXDB Image and DB Car tool.
• Ensuring that documentation requirement are met and perform Anti- Money Laundering checks on the existing clients. This includes independent verification of information supplied by using external research via the internet and from RM, Local AMLO and onshore teams.
• Propose and recommend the Field Inquiries (FI) in order to gain the customer’s (occupational/ business background, source of income/ source of fund, planned use of an account, KYC details) and counterparty(s) detail (relationship with the customer, business background) and other necessary information by raising queries to the relationship manager/ Local AMLO’s and onshore teams.
• Leading the QA team and work on quality control and quality improvement of production team.
• Responsible for reviewing the production team’s work and providing feedback to them on a daily basis in case of any procedural gap found.
• Follow up and track all the procedural update and ensure that those will be implemented by the production team and also train new teammates.
• Taking care of preparing MIS and quality reports of QA and production team on a daily basis and publish it for the team.

May 2012 – Jul 2015 · 3 yrs 2 mos · Greater Jaipur Area

• Worked for CCS team (Commercial Credit Service) in Suntrust Bank and responsible for handle of day to day reconciliation, monitory task and release of collateral.
• Responsible for audit customer’s account once the completion of it’s account and provide the release letter to the customer.
• Preparing monthly production and quality measuring reports.
• Co-ordination with US team.Preparing MIS report and accuracy report of team.