Aug 2013 – Aug 2014 · 1 yr · Mumbai Area, India

• Job Responsibilities – (Institutional Broking House – Cash Equities & Listed Derivatives Operations, Treasury and Risk Management)
• Managing Cash Equities settlement cycle end to end viz trade booking, client confirmations, settlement of DVP trades for Clients.
• Equity Derivatives-Trade Processing, Clearing and Settlement through client's clearing member.
• Treasury / Liquidity Management for supporting firm wide operations.
• Risk Management-Margin Monitoring, Collateral management to support Brokerage & Proprietary Business Divisions.

Mar 2013 – Jul 2013 · 4 mos · Mumbai Area, India

• Deutsche Bank AG Custody Department -
• Job responsibilities - Reviewing KYC of On-boarded client's FII, FI, Local Corporate and Retail Clients, Reevaluate client risk rating, Closure of Dormant accounts.

Aug 2006 – Feb 2013 · 6 yrs 6 mos · Mumbai Area, India

• Associate - Cash Equities Operations (Deutsche Equities India Pvt Ltd. (Deutsche Bank Group)
• Handling End to End Equity Settlement Cycle viz. Trade Booking, Sending confirmation to client via Omgeo/CTM, Trade reconciliation for Institutional clients and PWM clients (HNI and NRI).
• Trade Support to Front office and Clients
• Regulatory Reporting – Client Funding, Quarterly Reporting for Statement of Funds and Securities
• Exchange Reporting – OTR, 6A7A, CLD, CP
• Static Data Maintenance – Setting up account in the system.
• System Enhancement – UAT Testing.
• Bank Reconciliation.

Sep 2005 – Jul 2006 · 10 mos

• Worked as Processing Officer for Citi Bank NA Worli.
• in Corporate Action department.