Harsh Dayama

Business Development Executive

Thane, Maharashtra, India3 yrs 11 mos experience

Key Highlights

Expert in regulatory compliance and due diligence.
Proven track record in fraud investigations.
Skilled in creating actionable compliance reports.

Stackforce AI infers this person is a compliance and risk management expert in the Fintech sector.

Contact

Skills

Core Skills

Regulatory ComplianceDue DiligenceRisk AssessmentFraud Investigation

Other Skills

AMLAnti-corruptionCommercial BankingCommercial FinanceCommunicationCorporate IntelligenceExcelFATFFinanceFundamental AnalysisInsuranceKYCMicrosoft ExcelMicrosoft OfficeOperating Models

About

Graduated with an MBA in Finance from Durgadevi Saraf Institute of Management Studies and a Bachelor of Commerce from Mumbai University, I have cultivated expertise in regulatory compliance, due diligence, and corporate intelligence. Recognized for my ability to manage sensitive information and produce actionable reports, I have contributed to high-risk client onboarding and compliance processes. During my tenure at Morgan Stanley, I facilitated due diligence investigations and ensured adherence to global compliance standards. My contributions included creating comprehensive reports that supported third-party risk management and regulatory requirements. I am passionate about leveraging my skills in compliance and intelligence to drive impactful results in financial services.

Experience

Morgan stanley

Analyst

May 2024 – Dec 2025 · 1 yr 7 mos · Mumbai, Maharashtra, India · On-site

I played a pivotal role in conducting due diligence investigations that supported high-risk client onboarding and compliance.
Managed sensitive PII/MNPI in accordance with global compliance standards, demonstrating attention to detail.
Created actionable due diligence reports for regulatory compliance and third-party risk management across global teams.
Maintained surveillance models and PEP screening for high-risk entities, adhering to FATF guidelines.

KYCAMLRegulatory ComplianceDue Diligence

Neotas

Lead Analyst

Jan 2022 – May 2024 · 2 yrs 4 mos · Mumbai, Maharashtra, India · On-site

Promoted to Lead Analyst within 2 years for exceptional performance and leadership across 5+ client engagements.
Conducted over 120 fraud investigations and risk assessments for global clients in APAC, EMEA, and the Americas.
Utilized advanced Excel and Tableau for transaction monitoring, anomaly detection, and data visualization, enhancing decision-making processes.
Recognized with the Quarterly Performance Award for delivering 95%+ of high-impact research assignments on time.

SAS (Software)TeamworkRisk AssessmentFraud Investigation

Option financial research pvt. ltd.

Research Analyst

Jun 2021 – Jul 2021 · 1 mo · Mumbai, Maharashtra, India

Preparing company profiles, earning notes, quarterly updates, newsletters, sector reports etc. over time.
Creating presentations on industry and company research, for marketing and roadshows.
Creating and maintaining detailed information on industry/sector databases and valuation
comparable.
Handling ad-hoc research requests per client requirements.
Leading and managing multiple projects both independently and in collaboration with teams.
Process development and workflow management to optimize the team efficiency.-Preparing company profiles, earning notes, quarterly updates, newsletters, sector reports etc. over time. -Creating presentations on industry and company research, for marketing and roadshows. -Creating and maintaining detailed information on industry/sector databases and valuation comparable. -Handling ad-hoc research requests per client requirements. -Leading and managing multiple projects both independently and in collaboration with teams. -Process development and workflow management to optimize the team efficiency.
Skills: Research · Market Research · Qualitative Research · Quantitative Research · Databases · Keyword Research · Secondary Research

Easy policy pvt ltd

Intern

Apr 2021 – Jul 2021 · 3 mos · Mumbai, Maharashtra, India

Equity / Debt Market / Mutual funds
Life Insurance Product's & other Investment Products
Term Plan Concept / Human life Value (Term Plan)
,Life Insurance / General Insurance / Health Insurance ,Income Tax,Goal Setting, Face to Face Meeting-Trust Building and Questioning Techniques
,Handling Sales Objections

Epicenter (upstox)

Technical Support Executive

Dec 2019 – Mar 2020 · 3 mos

Helps client to set their Future Goals by investing in various Insurance Company
Client acquisition, Analysis on Mid-cap companies (Live Project)
Research on Companies Future plans, Past Performance, Analysis of Chart Trend
Technical Support
Buy and sell Stocks on behalf on Clients
Helps Customer to fill form
Client acquisition