Nov 2019 – Oct 2021 · 1 yr 11 mos · Hyderabad, Telangana, India

• I am part ETD group operation-Top day Trade Management Team, worked on Business transition from vendor to UBS.I learned and trained to our collogue on LME Exchange‘s Trade processing – Trade booking and matching, trade allocation, Trades Breaks, reversal and correction , position Transfer. Liaising LME broker and client to mitigate financial risk to close Tom & cash open position before expiry. Doing regulatory reporting like CFTC and CME. Doing UAT testing with IT Team for fixing process flow for new client or as per requirement. Prepared SOP and get it approved by management.

Dec 2017 – May 2019 · 1 yr 5 mos · Noida

• “Process consists primarily of investment trades information in accounting software package (PFI), Broker confirmation, custodial reporting & settlement. Additional service includes NAIC reporting and month end Investment Pricing and Derivative maintenance. Working as Sr. Process Associate”
• Dec 26, 2017 till date.
• 1. Derivative margin call & payment:
•  Daily derivative Margin calls calculation with broker statement.
•  Posted collateral is reconciled with PFI and collateral tracking system.
•  Initiate transaction & monitor security movement at bank.
• Payment:
•  Calculate principle and Interest as per ISDA Master Agreement.
•  Update instruction on Bank website & monitor settlement.
• 2. Trade Processing:
•  Short Term & Long Term trade
•  To liaison with broker & bank for allocation.
•  Trade confirmation, keep connect to custodian bank and broker via call and email for on time settlement
•  Tracking failed trade & resolve.
•  Prepare trade packet.
• 3. Corporate Action:
•  Instructing at bank as per instruction from analyst.
•  Update spreadsheet
• 4. Investment Pricing:
•  Assign analyst and price method on new security.
•  Upload pricing file and base rate on various investment pricing system.
• Assets transfer & Manger group transfer:
•  Execute assets transfer in Bloomberg & bank and manager group transfer in Bloomberg & PFI as per instruction from analyst.
• Additional:
•  Processing Tax credit, Private Equity, Private Placement.
•  Reporting of UK TRS by using DTCC (Global Repository Trade).
•  Using settlement method of DTC settlement, Fed wire, Euro clear, Cedol, physical.
•  Processing of short term trade (Commercial paper)Long Term Trade(MUNI, TMU, MBS, ABS, GOV, CRP, HY, UK Trade)
• Worked on Excel based automation

Jul 2015 – Dec 2017 · 2 yrs 5 mos · Gurgaon, India

• I was part of Middle Office Trade Operation, primarily focuses on TAT and Accuracy. Trade reconciliation, trade allocation, trade comparison & trade correction. I was associated for Wells Fargo clearing services Trade allocation. Always meets our SLA. I was working as Process Associate.
• July 15, 2015 to Dec 21, 2017
•  Receive trade ticket of Fixed Income, Equity, Future & Option,trade in Outlook Middle office Inbox from our client.
•  Verify Trade details like commission, execution price; client account details etc. & allocate the mail among our team member for further processing if any doubt we escalate the mail & take resolution via mail or phone call.
•  Setting up new security.
•  Working through Life Cycle of Trade on time settlement.
•  Keep client connect through chat and E-mail.
•  Always ensuring the critical update in SOP and work through that.
•  Working with company & client’s compliance policy & there no massage in that.
•  Helping on-shore team & back office Team if there any discrepancy.
•  Preparing EOD, checklist and pending report for client & company data and inform our Onshore Team through E-mail.
•  Making volume tracker, Team production data and it is help in calculation of our performance weekly and monthly basis for client.
•  Preparing dash board for client data & company data.

Sep 2014 – Jun 2015 · 9 mos · Gurgaon, Haryana India

•  Achieve sales target on daily, weekly & monthly basis.
•  Managing inter store transfer depending on requirement & movement, physical stock taken at regular interval to avoid variance.
•  Color blocking & color wise merchandise with proper light focused on merchandise ,as part of the visual merchandising .
•  Providing qualitative feedback to buying team on movement of stock.
•  Creating good relation with existing customer, resolving their complaint and taking reference.
•  Indenting the floor requirement.
•  Keeping neat & well managed the section & department allocated.
•  Following prospect & converting them to generate sale.