S

Saurav P.

Operations Associate

Haymarket, New South Wales, Australia13 yrs 3 mos experience
Most Likely To SwitchHighly Stable

Key Highlights

  • 15+ years in Banking & Financial Services
  • Expert in Regulatory Compliance and Financial Crime Risk Management
  • Proven track record in Digital Transformation initiatives
Stackforce AI infers this person is a Fintech and Consulting expert with a strong focus on Regulatory Compliance and Digital Transformation.

Contact

Skills

Core Skills

Regulatory ComplianceFinancial Crime Risk ManagementProject ManagementChange ManagementGovernanceKycBusiness Change ManagementStakeholder ManagementBusiness AnalysisDigital Transformation

Other Skills

Agile MethodologiesAnalytical SkillsBusiness RequirementsBusiness TestingCDDCMMIChange ImplementationChange Project ManagementCommunicationFeedback CollectionFinancial Crimes InvestigationsFinancial ReportingIBM MainframeIBM websphereImpact Assessment

About

High performing professional with 15+ years of experience in Banking & Financial services working across Asia Pacific for global brands. Proven ability in successfully delivering Regulatory Compliance initiatives and Digital transformation programs focusing on Financial Crime Risk Management, Change Implementation, Project Management, Continuous Improvement and Business Analysis. Strong and proven record of Stakeholder Management, Collaborative work and meeting tight deadlines in a variety of business settings.

Experience

Commonwealth bank

Manager, Financial Crime Strategic Initiatives

Jun 2022Present · 3 yrs 9 mos · Sydney, New South Wales, Australia · Hybrid

  • Implementation of AML CTF reforms across financial crime services
  • Delivering continuous improvement initiatives for Business Stakeholders
  • Working collaboratively with Line 1 risk teams to ensure adherence to financial crime compliance policies
  • Leading uplifts to policies and ensuring change activities follow group standards
  • Working with Quality control and assurance teams to ensure improved outcomes for financial crime case management
  • Supporting reduction in financial crime case management journey times for customer alerts on a risk based approach
Regulatory ComplianceFinancial Crime Risk ManagementStakeholder ManagementChange Implementation

Pfizer

Senior Project Manager - Bold Moves (ANZ)

Feb 2022Jun 2022 · 4 mos · Sydney, New South Wales, Australia

  • Ensured market preparedness for new product launches and initiatives
  • Supported transformation of Pfizer's Go-to-Market model by enhancing market entry and product
  • promotion strategies
  • Led Change and Comms planning and delivery, ensuring smooth transitions and stakeholder
  • engagement
Project ManagementChange ManagementStakeholder Engagement

Prudential plc

Project Manager – IFRS 17 Program

Dec 2020Dec 2021 · 1 yr · Hong Kong

  • Led project management activities for change across 9 Asian markets
  • Managed governance, reporting, and budgeting for the People work stream
  • Collaborated with Change delivery lead on knowledge and awareness activities
  • Supported stakeholder impact assessment and organization design
  • Developed an upskilling plan for impacted staff and checklist for business readiness activities
Project ManagementGovernanceStakeholder Engagement

Hsbc

Strategic Business Change Consultant

Aug 2018Dec 2020 · 2 yrs 4 mos · Hong Kong

  • HK Business Banking mass KYC remediation program to global standards (c. 400k customers)
  • Conducted impact assessment for remediation work
  • Collaborated with various internal functions and stakeholders for approvals, also simplifying processes
  • for faster turnaround time
  • Acted as an SME working with case management system vendor to ensure regulatory requirements
  • per FCC policies are met and uplifted, as and when required
  • Performed business testing collaborating with leaders and users from Business Banking
  • Provided post-implementation support to business users
  • Cloud based intelligent customer outreach program for Asia Pacific
  • Managed execution of the initiative collaborating with product owner, stakeholders across Asia and
  • technology teams
  • Handled governance and reporting
KYCImpact AssessmentBusiness TestingBusiness Change Management

Mi-gso | pcubed

Change Consultant

Nov 2017Jul 2018 · 8 mos · Singapore

  • Supported rollout of trade due diligence system for Standard Chartered Bank’s global clients to simplify
  • trading account opening process
  • Performed stakeholder impact assessment engaging and collecting feedback from all markets
  • Incorporated stakeholder pain-points in the system design and received program sponsor approval for
  • implementation
Stakeholder EngagementSystem DesignFeedback CollectionChange ManagementStakeholder Management

Hsbc

Business Analyst – Global Standards

Apr 2016Sep 2017 · 1 yr 5 mos · Hong Kong

  • Supported implementation of global standards regulatory program that was aimed at strengthening
  • Financial Crime Compliance processes and launch of new case management system
  • Co-ordinated with business and technology colleagues from across Asia Pacific to align to the new
  • standards also ensuring local requirements are met
  • Created test scripts and performed UAT for the case management system
  • Supported global rollout of management reporting tool (Qlikview based) to track remediation
Regulatory Program ImplementationUATManagement ReportingRegulatory ComplianceBusiness Analysis

Axa

Consultant, Digital Transformation

Jul 2015Apr 2016 · 9 mos · Hong Kong

  • Supported implementation of a customer focused digital transformation program for AXA Asia's life
  • insurance business
  • Created project standards and reporting templates working with the program director
  • Managed overall governance and reporting proactively handling risks, issues or dependencies
  • Facilitated steer-co and other regular meetings with stakeholders
  • Managed resourcing (including vendors)
  • Created and administered SharePoint based governance and knowledge repository
Digital TransformationProject ManagementGovernance

Tata consultancy services

Analyst

Dec 2008Jun 2015 · 6 yrs 6 mos · Mumbai / Chennai, India

  • PMO for Consulting unit
  • Set up project management standards and policies for the business unit
  • Managed governance, resourcing and reporting for engagements
  • o Created initiatives for staff upskilling and tracked delivery
  • PMO for Aerospace business unit
  • Helped the business unit constantly improve gross margin using various initiatives
  • Performed regular financial reporting and supported governance activities
  • Developer
  • Managed US client's life insurance policy management system supporting from offshore
Project ManagementGovernanceFinancial Reporting

Education

Rajiv Gandhi Prodyogiki Vishwavidyalaya

Bachelor of Engineering - BE — Electronics and Communications

Jan 2004Jan 2008

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