Swati Saini

Security Consultant

Gurgaon, Haryana, India11 yrs 2 mos experience

Highly Stable

Key Highlights

11 years of experience in product legal support.
Expert in contract negotiation and regulatory compliance.
Strong mentoring skills demonstrated through internship programs.

Stackforce AI infers this person is a legal expert in the finance industry with a focus on compliance and contract management.

Contact

Skills

Core Skills

Contract ManagementRegulatory Compliance

Other Skills

Attention to DetailBanking LawComplianceCompliance ManagementContract DraftingContract NegotiationContract ReviewContractual ObligationsCorporate FinanceCorporate LawEnvironmental Impact Assessment (EIA)Financial LawIntellectual PropertyIntellectual Property ManagementLegal Advice

About

A seasoned Product Attorney with 11 years of experience working with US, EMEA, APAC Global legal team. My responsibilities encompass the comprehensive review and negotiation of diverse agreements to ensure compliant product distribution, including distribution, investment, shareholder, and retainer agreements, as well as other commercial transaction documents. My role further includes regulatory advice and provide periodic support on India-specific regulatory matters.

Experience

Kkr

Product Counsel (Manager-Legal)

Oct 2025 – Present · 5 mos

1. Responsible to provide legal support for a large, diversified and growing platform of alternative investment
vehicles, with a focus on the distribution or offering of KKR fund interests through third parties.
2. Responsible to own and manage the process of entering into distribution and similar agreements for KKR funds,
including drafting, reviewing, and negotiating agreements, coordinating with outside counsel and
various internal groups, and advising internal stakeholders on related matters.
3. Oversight and management of compliance matters related to such agreements.
4. Serve as a central legal resource for internal stakeholders and external vendors/law firms on
existing agreements and potential new arrangements.
5. Maintain and update template agreements, playbooks, and negotiation positions.
6. Maintain internal trackers, logs, and repositories for distribution agreements.
7. Handle ad hoc legal projects, including agreements or fund-related arrangements that arise as the
platform evolves.

Legal SupportContract ManagementComplianceRegulatory Compliance

Ameriprise financial services, inc.

6 roles

Counsel (Manager Legal)

Feb 2025 – Oct 2025 · 8 mos

Drafting, reviewing, and negotiating with UK and US counsels on commercial contracts such as Master Distribution Agreement, Institutional Investor Agreement, Rebate Agreement, Paying Agent Agreement, Inter-company Agreements , Master Service Agreements,Non-disclosure Agreements, SOWs, Amendments, Schedules etc.
Researching and advising on developments in the law, regulation, and practices as required and collaborating with stakeholders to frame the outcome.
As part of India Legal Internship Program, mentoring and coaching the junior aspirants on drafting, researching and representing of data.
Knowledge of Fund registration and account opening documents.
Offered analysis via white-papers/research papers for any regulatory changes in India, US, UK and EMEA legal frame; to name a few Responsible Business, SFDR, GDPR, e-Signature(UETA) analysis conducted on 50 US states etc.
Working and advising the India Human Resource(HR) team in employee related matters and matters involving local laws.
Responsible for Summarization of Patents and for updating internal Patent Portal which is consumed by downstream users/ systems for various purposes.

Contract DraftingLegal ResearchStakeholder CollaborationContract ManagementRegulatory Compliance

Associate Legal Counsel ( Sr. Lead)

Promoted

Feb 2022 – Feb 2025 · 3 yrs

Drafting, reviewing, and negotiating with UK and US counsels on commercial contracts such as Master Distribution Agreement, Institutional Investor Agreement, Rebate Agreement, Paying Agent Agreement, Inter-company Agreements , Master Service Agreements,Non-disclosure Agreements, SOWs, Amendments, Schedules etc.
Researching and advising on developments in the law, regulation, and practices as required and collaborating with stakeholders to frame the outcome.
As part of India Legal Internship Program, mentoring and coaching the junior aspirants on drafting, researching and representing of data.
Knowledge of Fund registration and account opening documents.
Offered analysis via white-papers/research papers for any regulatory changes in India, US, UK and EMEA legal frame; to name a few Responsible Business, SFDR, GDPR, e-Signature(UETA) analysis conducted on 50 US states etc.
Working and advising the India Human Resource(HR) team in employee related matters and matters involving local laws.
Responsible for Summarization of Patents and for updating internal Patent Portal which is consumed by downstream users/ systems for various purposes.

Contract DraftingLegal ResearchStakeholder CollaborationContract ManagementRegulatory Compliance

Assistant Counsel (Lead)

Jul 2019 – Jan 2022 · 2 yrs 6 mos

Intellectual Property ManagementRegulatory ComplianceContract NegotiationContract Management

Senior Legal Analyst

Promoted

Jun 2016 – Dec 2018 · 2 yrs 6 mos

ProcurementRegulatory StandardsPresentationsRegulatory ComplianceContract Management

Legal Analyst

Jun 2014 – Jun 2016 · 2 yrs

Contract Management:
Responsible for managing the end to end cycle of the commercial contracts from its intake process to the creation of contract workspaces in a Procurement SAP tool called Ariba.
Responsible for Contract Abstraction of low to high complexity contracts such as -Software License, Master Purchase, Consulting, Servicing, SOW, EULA, Non-Disclosure Agreements, etc. on Ariba.
Responsible for Approval/Rejections of negotiated commercial contracts duly received in Ariba Procurement Workspace. Responsible for approving/denying Contract Requests duly received from Commodity Managers for any sourcing project and to create Contract Workspaces for them accordingly in Ariba.
As a part of Ariba Contract Management Project, the team marked a huge success and helping the line of business to come over from trailing disabilities such as spend analysis, vendor risk analysis, and vendor confidential information.

Contract ManagementLegal ReportingProcurement