A

Ashish Kumar

CEO

Pune, Maharashtra, India9 yrs 9 mos experience

Key Highlights

  • Chartered Wealth Manager® with extensive risk management expertise.
  • Proven track record in regulatory reporting and compliance.
  • Strong analytical skills with experience in financial risk assessment.
Stackforce AI infers this person is a Financial Services professional with expertise in risk management and regulatory compliance.

Contact

Skills

Other Skills

AMLActimizeAnti Money LaunderingCDDCognosCompliance ManagementCompliance RegulationsConsultingCredit Risk ReportingCustomer Due DiligenceDesign ThinkingFinancial AnalysisFinancial RiskFinancial Risk ManagementIT Consulting

About

Chartered Wealth Manager® - CWM® || Senior Analyst (Risk Reporting and Analysis) || Enterprise Risk Management || MBA Finance (KJ SIMSR) || BE Production Engineering (Jadavpur University) || (CWM (AAFM) || Infosys || Wipro

Experience

Hsbc

Assistant Vice President

Oct 2024Present · 1 yr 5 mos · Gurugram, Haryana, India

  • Group Regulatory Reporting - NCCR

Bank of america

Manager

Jun 2022Oct 2024 · 2 yrs 4 mos · Gurugram

  • EMEA REGULATORY REPORTING - ANACREDIT

Deutsche bank

Senior Analyst

Jul 2021Jun 2022 · 11 mos · Mumbai, Maharashtra, India

  • Senior management reporting:
  • Support the delivery of the monthly risk report to senior management including to the London Branch Risk Council, the London Branch Board, and the quarterly reporting to the UKI Executive Committee, and the Enterprise Risk Committee.
  • BoW Management, and progress tracking
  • Work with workstream leads to ensure that they complete required milestones for Data Compliance Framework implementation for LB.
  • Monitor the daily/ weekly/ monthly key risk metrics against Risk Appetite.
  • Manage escalation of breaches or missed milestones
  • Perform the secretariat role of the London Branch Risk Council (LBRC):
  • Maintain calendar of the Risk Council incl. topics that require regular updates to the council and pro-actively liaise with stakeholders to arrange updates to the LBRC.
  • Take minutes for the monthly LBRC for senior management’s review; record and track actions after the meeting.
  • Coordinate and work with key contributors to ensure timely, accurate and consistent risk reporting deliverables.
  • Relationship management:
  • Build extensive relationships with stakeholders across DB.
  • Manage and communicate with senior stakeholders on Risk topics as required.

Infosys

2 roles

Senior Associate Consultant

Promoted

Jul 2019Jul 2021 · 2 yrs

Associate Consultant

May 2018Jun 2019 · 1 yr 1 mo

Axis securities limited

Summer Internship

Apr 2017Jun 2017 · 2 mos · Mumbai Area, India

  • The project was to enable Axis Direct web portal with a feature for Demat applicants to know their Account Opening Form (AOF) status by entering their PAN number.

Wipro

Project Engineer

Jul 2014Jun 2016 · 1 yr 11 mos · Mumbai

  • Responsible for the technical design, planning, implementation, and the highest level of performance tuning and recovery procedures for mission critical enterprise systems.
  • Administered and supported core Microsoft, Cisco, Citrix and VMware technologies
  • Developed and implemented project plans, risk assessments and contingency plans
  • Designed and implemented monitoring, configuration management and reporting functions that made hands-off environment
  • Awarded with Talent Transformation TOPPERS AWARD, in PRP 2014-15 training program, at Wipro.
  • 1. Worked as System Administrator role, Has responsible for the technical design, planning, implementation, and the highest level of performance tuning and recovery procedures for mission critical enterprise systems.
  • 2. Responsible for effective provisioning, installation/configuration, operation, and maintenance of systems hardware and software and related infrastructure.
  • 3. Experienced as technical expert in the area of system administration for complex operating systems. Recommended the redesign and configuration of operating systems and system applications. Opportunities to investigate and analyze feasibility of system requirements and develop system specifications.
  • 4. Duties and Responsibilities as:
  • a. Design, install and configure internal and customer facing servers, network devices and firewalls.
  • b. Has managed and maintained server, network and firewall systems.
  • c. Administer and support core Microsoft, Cisco, Citrix and VMware technologies
  • d. Develop and implement project plans, risk assessments and contingency plans
  • e. Design and implement monitoring, configuration management and reporting functions that will make a hands-off environment.
  • f. Define and document best practices and support procedures
  • g. Provide after-hours support for Infrastructure related emergencies as well occasional weekend maintenance.
  • h. Maintain inventory and asset configuration documentation.

Tata hitachi construction mchinery company limited

Summer Internship

May 2013Jun 2013 · 1 mo · Kharagpur Area, India

Steel authority of india limited

Summer Internship

May 2012Jun 2012 · 1 mo · Burnpur, Asansol Area, India

Education

K J Somaiya Institute of Management

Master of Business Administration - MBA — Financial Services

Jan 2016Jan 2018

Jadavpur University

Bachelor of Engineering (B.E.) — Production Engineering

Jan 2010Jan 2014

Millia Convent English School, Purnea, Bihar.

12th — Science and Mathematics

Jan 2007Jan 2009

Sri Rani Saraswati Vidya Mandir, Forbesganj, Bihar.

10th

Jan 2003Jan 2007

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