Shreyas Shetty — Associate Consultant
I’m a driven compliance professional with 9+ years of experience in global shareholding disclosure and regulatory reporting. I have a strong track record of exceeding compliance goals and have led the implementation of platforms that support end-to-end regulatory obligations across jurisdictions. My expertise includes substantial shareholder disclosures, beneficial ownership, takeover reporting, position and interest disclosures, and monitoring of sensitive industries. Currently, my focus is on U.S. regulatory filings such as EU short sell filing,13G, 13H, 13F, and Section 16. Key areas of knowledge: Short Sale Regulations • Disclosure of Interest • Takeover Reporting • Beneficial Ownership • OCR • ETF 1940 Act Reporting • CPO-PQR • Sub-advisor Filings • Section 16 • 13F • 13G • Short Sell Reporting I’m passionate about building efficient, scalable compliance solutions and ensuring regulatory transparency in fast-paced, evolving environments.
Stackforce AI infers this person is a compliance expert in the financial services industry.
Location: Bengaluru, Karnataka, India
Experience: 8 yrs 11 mos
Skills
- Regulatory Compliance
- U.s. Sec Filings
Career Highlights
- 9+ years in compliance and regulatory reporting
- Expertise in U.S. regulatory filings
- Proven track record in exceeding compliance goals
Work Experience
AQR Capital Management
Associate (3 yrs 8 mos)
Goldman Sachs
Associate (5 mos)
Senior Analyst (2 yrs 2 mos)
State Street
Senior Associate (1 yr 5 mos)
Goldman Sachs
Analyst (1 yr 3 mos)
Education
Master of Commerce at University of Mysore
Bachelor of Commerce (B.Com.) at SBRR Mahajana First Grade College, Jayalakshmipuram
Pre-university at Sri Lakshmi Hayagreeva Institute of Science ,Commerce, Management, Divans Road,
