Jan 2023 – Present · 3 yrs 2 mos · India · On-site

• Handling risk management & financial operations. − Monitoring Market Risk
• For wealth client along with FPI & NRI & Retail clients.
• Liquidating position of Clients falling short of their margin requirements.
• Ensure All BOD process (limit files + holding upload + Collateral & position file) across all segments.
• Looking after the Exchange Shortfall clients as per Exchange Requirement.
• Ensuring the surveillance restriction for scripts falling under GSM/ASM/IBC/promoter/FPI NSDL block etc.
• Ensuring the customers payout amount and collateral release on daily bas
• Working in coordination with auditors, customer service, internal control, compliance, and branch and service manager for any query related to risk or operation.
• Margin and exposure calculation after considering the real time position with the effect of MTM (Loss/Profit).
• Keeping track of all the latest update through circular and newsletters from Exchanges.
• Shortfall reporting of clients PEAK & EOD shortfall reporting.
• Fund Allocation & Securities allocation on N-Mass & SA04 reporting for short allocation.
• Collateral Segregation report & real time fund allocation on exchange portal.
• Checking NSDL generated alerts forth nightly and monthly and closed in system.
• Preparation of Various Risk related reports Margin shortfall Report, MIS of clients having Exposure in particular Volatile Script etc. & Monthly derivate data for credit risk.
• Done various UAT testing for DHAN mobile app for trading as per risk policy.
• Handling of Odin Admin for surveillance.
• Operating systems is in NEST, ODIN, OMNESYS, NEAT, NEAT- FO, BOLT, LD, CLASS, DOLPHIN-PENGUIN.
• Provide limit above the system depending on the clients profile and branch.
• Update ageing analysis report of the branches, franchises & Regions.
• Identification, assessment, and prioritization of risks.
• Co-ordination with the branch persons on the risk arising of clients.
• Preparation of various MIS Reports.