Surender Nautiyal

Project Manager

Delhi, India20 yrs 10 mos experience

Highly Stable

Key Highlights

19 years of experience in financial services.
Expert in risk and trade surveillance across multiple asset classes.
Strong educational background with an MBA in Finance.

Stackforce AI infers this person is a seasoned professional in Fintech with a focus on risk management and capital markets.

Contact

Skills

Other Skills

BankingBusiness AnalysisCapital MarketsCommodityCommodity Risk ManagementCurrencyDerivativesEquitiesEquity DerivativesEquity ResearchEquity TradingFX TradingFinanceFinancial AnalysisFinancial Markets

About

As a seasoned capital market specialist, I have over 19 years of experience in the financial services industry. I have worked with Globe Capital Market Limited, a leading player in the Indian financial market, where I managed risk and trade surveillance for equities, commodities, and currencies. I also have experience in portfolio management schemes, depository services, mutual fund distribution, and corporate advisory. I am passionate about delivering high-quality results and ensuring compliance with regulatory standards. I hold an MBA in Finance from Symbiosis Centre for Distance Learning and a certification from the National Institute of Securities Markets (NISM). I am skilled in finance, financial services, and financial markets, and I am always eager to learn new skills and technologies that can enhance my performance and contribute to the growth of my organization.

Experience

Rupeeseed technology ventures pvt ltd

Project Manager

Jul 2024 – Present · 1 yr 8 mos · Mumbai, Maharashtra, India

Globe capital market limited

Asst.Manager-Risk & Trade Surveillance

Jan 2013 – Jun 2024 · 11 yrs 5 mos · Greater Delhi Area

Globe Capital Market Limited having network of more than 3000 offices across 400+ locations in India and overseas offices through a subsidiary in DUBAI. Globe offer diverse services including Equities, Commodities & Currencies Markets Intermediation, Portfolio Management Schemes (PMS), Depository Services (CDSL / NSDL), Mutual fund and IPO distribution, Qualified Depository Participant (QDP) services, Securities Lending and Borrowing Services, Corporate Advisory and International Broking .TRG Advisors India Private Limited, formally known as Citi Venture Capital Inv (CVCI), a private equity fund managed by a wholly owned subsidiary of Citigroup Inc., owns a 20% stake in Globe Capital Market Ltd.

Db international

Equity / Currency & Commodity- Risk & Trade Surveillance

Apr 2010 – Jan 2013 · 2 yrs 9 mos · New Delhi

DB (International) Stock Brokers Limited is engaged in the business of stock broking and depositary participant services of Central Depository Services (India) Ltd. (CDSL). The Company is also listed in NSE and BSE . The Company is active in both primary market (engaged in mobilizing resources through IPOs/Mutual Funds/Bonds etc.) and in secondary market operations. It also provide various investment and trading solutions

Rr financial consultant limited

Equity & Commodity Risk

Jan 2007 – Apr 2010 · 3 yrs 3 mos · New Delhi Area, India

RR Financial Consultants Limited provides investment banking, financial solutions, insurance broking, wealth management, and stock and commodity broking services. It offers advisory services for initial public offerings (IPO), rights issues, qualified institutional placement (QIP), mergers and acquisitions, debt and equity placements, infrastructure financing and money market operations.