Prateek Swami, MBA

Associate Consultant

Jaipur, Rajasthan, India5 mos experience

Key Highlights

Achieved 70%+ reduction in outstanding brokerage fees.
Acquired 90 new SIP clients during internship.
Skilled in both Technical and Fundamental Analysis.

Stackforce AI infers this person is a Fintech professional with strong analytical and operational skills.

Contact

Skills

Core Skills

Equity DerivativesFinancial OperationsInvestment ResearchPortfolio Management

Other Skills

AlteryxAnalytical SkillsB2CBig DataBusinessBusiness AnalysisBusiness AnalyticsBusiness StrategyClient RelationsClient advisoryCommunicationCritical ThinkingData AnalysisData AnalyticsDerivatives

About

Currently looking for opportunities Happy to connect: prateekswork24@gmail.com MBA (Finance) from Goa Institute of Management with experience in Equities, Derivatives, and Financial Markets. Skilled in combining Technical Analysis (price action) and Fundamental Analysis (equity research, financial modeling, valuation, profitability ratios) to design investment strategies and identify multibagger opportunities in small & micro-cap stocks.

Experience

Goldman sachs

Equity Derivatives Analyst

Jul 2024 – Dec 2024 · 5 mos · Bengaluru, Karnataka, India · On-site

Goldman Sachs – Global Banking & Markets (via CBSI Global)
Worked at Equity Derivatives & Brokerage Operations team at Goldman Sachs’ Global Banking & Markets division, contributing to trade reconciliation and fee management.
Managed OTC brokerage fees, commissions, and trade reconciliation. Led a team of four to ensure accurate and timely fee disbursement while driving process improvements.
Achieved a 70%+ reduction in outstanding brokerage by improving reconciliation accuracy, streamlining broker query resolution, and enhancing payment workflows.
Handled fee allocations across 15+ brokers, ensuring regulatory compliance and operational efficiency.
Certified Alteryx Core Designer — utilized automation and data analytics to eliminate redundancies, improve scalability, and support data-driven decision-making.

Technical AnalysisDerivativesFinancial OperationsEquity ResearchFinancial ModelingAlteryx+1

Nippon india mutual fund

Summer Intern

Apr 2023 – Jun 2023 · 2 mos · Jaipur, Rajasthan, India · On-site

1) Conducted comprehensive research and analysis on a wide array of mutual fund schemes, delivering actionable insights to enhance portfolio strategies.
2) Earned the NISM 5A certification, establishing a robust foundation in regulatory compliance and client advisory.
3) Propelled local market growth by acquiring 90 new SIP clients and securing ₹125,000 in lump sum investments, significantly bolstering Jaipur's market participation.

Equity ResearchFinancial AnalysisClient RelationsInvestment ResearchPortfolio Management