Oct 2022 – Apr 2025 · 2 yrs 6 mos · Sydney, New South Wales, Australia · On-site

• Led the implementation of a third-party system in IMC's APAC offices to manage and track employee personal dealings, business activities, and gifts.
• Conducted internal surveillance of trading activities to ensure compliance with regulatory standards.
• Collaborated with trading and technology teams to address broker and exchange inquiries.
• Managed trader access to various trading systems, ensuring compliance with access control requirements from multiple stock
• exchanges.
• Developed and reviewed training programs to enhance staff understanding of relevant regulations and internal policies.
• Acted as the key point of contact for responding to due diligence and KYC requests from counterparties.
• Played a pivotal role in implementing IMC's AML/CTF Program across APAC offices.
• Prepared detailed documentation outlining daily procedures followed by the compliance team.

Mar 2020 – Jul 2022 · 2 yrs 4 mos · Hyderabad, Telangana, India · On-site

• Gathered and analyzed data for hedge fund clients, performed data transformations, and conducted reconciliations while documenting the process.
• Collaborated with clients and internal stakeholders to ensure the timely delivery of professional services.
• Trained new team members and served as a point of contact for implementation activities.

Aug 2018 – Mar 2020 · 1 yr 7 mos · Hyderabad, Telangana, India · On-site

• Monitored investments to ensure compliance with regulatory requirements.
• Collaborated closely with the trading desk to provide guidance on any non-compliance with portfolio-specific rules.
• Reviewed and automated processes for monitoring adherence to regulatory limits.
• Led the preparation of board reports for senior management and certifications for sub-advised clients.

Dec 2017 – Apr 2018 · 4 mos · Hyderabad, Telangana, India · On-site

• Monitored PCOB/AICPA audit engagements to ensure compliance with US GAAP and IFRS requirements.
• Contributed to multiple audit assignments for US-based clients, collaborating with the US audit team to deliver high-quality audits.