Shipra Mathur

HR Manager

Bengaluru, Karnataka, India8 yrs 1 mo experience

Most Likely To SwitchHighly Stable

Key Highlights

Over 7 years in Legal & Compliance.
Expertise in Corporate Law and AML.
Strong focus on Asia Pacific compliance.

Stackforce AI infers this person is a Legal and Compliance expert in the Financial Services sector.

Contact

Skills

Core Skills

Legal ComplianceComplianceOnboardingKyc

Other Skills

CDDClient OnboardingRemediationRisk DisclosureDue DiligenceAML QuestionnairesPEPWorld CheckLegal and complianceSecretarial workCustomer OnboardingLiquidationWORLD CHECK

About

Over 7 years of experience in Legal & Compliance with a demonstrated history of working in the trading and investment management company. Skilled in legal assistance, legal compliance, Corporate Law, AIF, Client Onboarding, KYC, CDD services, Remediation services, Mergers & Amalgamations and Company Secretarial work of companies spanning across the Asia Pacific Region. Strong administrative professional with a focus in Corporate laws, AML, screenings, PEPs, AIF laws.

Experience

Alphagrep

2 roles

Senior Manager - Legal & Compliance

Promoted

Jul 2022 – Present · 3 yrs 8 mos

Legal ComplianceComplianceKYCCDDClient OnboardingRemediation

Senior Analyst - Compliance

Jun 2021 – Jun 2022 · 1 yr

Overseas compliance, Exchange compliance, Onboarding, Risk Disclosure, Due Diligence and AML Questionnaires, W8 BEN, merger etc ..

ComplianceOnboardingRisk DisclosureDue DiligenceAML Questionnaires

Intertrust group

Compliance Associate

Feb 2020 – Jun 2021 · 1 yr 4 mos

CDD, remediation, KYC, client onboarding, PEP, world checks, Periodic compliance review

CDDRemediationKYCClient OnboardingPEPWorld Check+1

Biotech international limited

Company Secretary

Jul 2019 – Oct 2019 · 3 mos · Delhi, India

Legal and compliance

Legal and complianceLegal Compliance

Coms corporate solutions llp

Management Trainee and Assistant Company Secretary

Jun 2016 – Apr 2018 · 1 yr 10 mos · Bengaluru, Karnataka, India

Overlooking compliance and secretarial work

ComplianceSecretarial work

Education

The Institute of Company Secretaries of India

Maharishi Dayanand Saraswati University, Ajmer

Master's degree

Apr 2015 – Mar 2017

IIS (Deemed to be) University- Formerly ICG

Bachelor of Commerce - B.Com Honrs Professional

Jul 2011 – Jul 2014

University of Rajasthan

Bachelor of Laws - LLB — Law

Aug 2021 – Aug 2024

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