Sep 2023 – Feb 2026 · 2 yrs 5 mos · Bengaluru · On-site

• 1.Managed Regulatory and Stock Broking Compliance for Lemonn.
• 2. Oversee Crypto/Vda Compliance for the Coinswitch & Exchange.
• 3. Oversee Governance, Risk and Compliance for group entities.
• 4. Manage Product and Business Compliance.

Sep 2023 – Feb 2026 · 2 yrs 5 mos · Bengaluru, Karnataka, India

Mar 2022 – Sep 2023 · 1 yr 6 mos · Bengaluru, Karnataka, India

• Group Compliance and Operations Management for Mutual Fund, Stock Broking, Insurance business of group entities.

Sep 2020 – Mar 2022 · 1 yr 6 mos · Bengaluru, Karnataka, India

• Head of Operations, Legal, Compliance Officer, Risk Management operation.

Jun 2019 – Aug 2020 · 1 yr 2 mos · Hyderabad Area, India

• Settlement of Exchange traded Mutual funds
• Issuance of Corporate Action for the fund associated
• Managed 22 AMCs and its Exchange traded transactions settlement.

Jun 2017 – Jun 2019 · 2 yrs · Bengaluru Area, India

• Head DP operations and compliance
• Ensure Liasoning with Regulator and SRO for smooth business operations
• Branch operations and performance management
• Manage internal and Concurrent Audit for operations
• Manage P&L for DP business

Apr 2014 – May 2017 · 3 yrs 1 mo

• Audit, Compliance and enforcement for Capital Market intermediaries
• Arbitration and Conciliation process
• Clearing and Settlement process verification
• Assessing the risk management of Intermediaries
• KYC, AML, FATCA End to end verification and implementation
• Verification of Internal Audits

Aug 2008 – Mar 2014 · 5 yrs 7 mos

• Inspection of trading member registered with NSE Capital market and F&O segment
• Regular auditing of trading members.
• Verification of trading member records.
• Dispute Management

Sep 2006 – Jul 2008 · 1 yr 10 mos · Chennai Area, India

• Transaction Banking Operation Officer ,
• Cash and Payments Processing in Foreign Payment System.
• Expertise on SWIFT wire transfer communications.
• Managing Foreign payment processing for ABN AMRO London Branch.