Ketan Goriya

Operations Associate

Mumbai, Maharashtra, India3 yrs 6 mos experience

Key Highlights

Experienced in back office operations and KYC verification.
Proficient in document verification and data management.
Strong communication skills with client handling experience.

Stackforce AI infers this person is a Back Office Operations Specialist in the Fintech industry.

Contact

Skills

Core Skills

Back Office OperationsKyc Verification

Other Skills

Document VerificationForm IndexingMIS ManagementData EntryAudit HandlingUCC ReportingAccount ManagementMicrosoft OfficeMicrosoft OutlookFinancial AccountingTally ERP

Experience

3 yrs 6 mos

Total Experience

1 yr 2 mos

Average Tenure

Current Experience

3i infotech ltd.(kotak securities)

Associate back office support

Dec 2024 – Jul 2025 · 7 mos · Goregaon, Maharashtra, India · Hybrid

Document Verification of Individual and Non-Individual Demat Account Opening and AP
Registration Forms.
Form Indexing of digital and Physical Demat Account Opening and AP Registration Forms.
Objections mail to the Respective Relationship manager and branches.
Maintaining the MIS of rejection forms on Daily Bases.
Doing Checker data entry for Demat Account opening and AP Registration in LD.
Super Checker (Reconcile the maker checker data entry for trading code generation).
Uploading the Account Opening Details for AP Registration on exchanges.
Sending Account opening Welcome kit to the Demat account holder and AP Account holder.
Handle audit activities with auditor on monthly basis.

Document VerificationForm IndexingMIS ManagementData EntryAudit HandlingBack Office Operations

Ajmera group of companies

Jr.KYC Executive

Aug 2023 – Oct 2024 · 1 yr 2 mos · Mumbai, Maharashtra, India · Hybrid

Document Verification of Individual and Non- Individual Demat Account Opening and AP
Registration Forms.
Form Indexing of digital and Physical Demat Account Opening.
Objections mail to the Respective Relationship manager and APs.
Back Office Data entry for online and Physical Trading Account opening and Modification.
Knowledge of account opening process for Trading & DP Accounts of Individuals and Non
Individuals.
Maintaining all account opening and modification records on daily basis.
Daily uploading UCC file to NSE/BSE & Commodity Exchanges for new and old clients.
Responsible for reporting UCC details to exchange.
Reconcile UCC Master data with Exchange data.
Manually inputting client data in all the Exchanges.
Handle audit activities with auditor on monthly basis.
New Account opening & Modifications KRA Upload and taking follow-up.
New Account opening & Modifications CERSAI-CKYC upload and taking follow-up.
Weekly Account opening AP Mapping Process.
Account Closer process in trading for individual & non-individual.
Account opening and Modification compliance for individual & non-individual.
Attending calls & emails of clients, understanding issues and solving problems.

Document VerificationData EntryUCC ReportingAccount ManagementAudit HandlingKYC Verification

Sunidhi securities & finance limited

KYC Executive

Sep 2021 – Jul 2023 · 1 yr 10 mos · Mumbai, Maharashtra, India · Hybrid

Back Office Data entry for online and Physical Trading Account opening and Modification.
Knowledge of account opening process for Trading & DP Accounts of all categories.
Maintaining all account opening and modification records on daily basis.
Daily uploading UCC file to NSE/BSE & Commodity Exchanges for new and old clients.
Responsible for reporting UCC details to exchange.
Reconcile UCC Master data with Exchange data.
Manually inputting client data in all the Exchanges.
Handle audit activities with auditor on monthly basis.
New Account opening & Modifications KRA Upload and taking follow-up.
New Account opening & Modifications CERSAI-CKYC upload and taking follow-ups.