Sudeep Shukla — Compliance Officer
Experienced Broking & Finance Professional | Operations & Compliance | Team Development Depository Operations and Finance professional with 10+ years of experience across securities market infrastructure and financial services. Currently serving as Compliance Officer at CDSL Ventures Ltd (KRA), overseeing AML/CFT implementation, KYC governance, and regulatory compliance under IFSCA framework. Previously associated with India International Depository IFSC Ltd (IIDI), managing issuer onboarding, security admission and ISIN issuance, corporate actions & settlement operations within the GIFT IFSC ecosystem. Focused on strengthening governance, operational integrity, and regulatory frameworks that support a transparent and resilient financial market infrastructure.
Stackforce AI infers this person is a Compliance and Operations Specialist in the Financial Services industry.
Location: Ahmedabad, Gujarat, India
Experience: 9 yrs 8 mos
Skills
- Regulatory Compliance
- Aml/kyc
- Depository Operations
- Financial Services
Career Highlights
- Over 10 years in finance and compliance.
- Expert in AML/KYC and regulatory frameworks.
- Proven track record in operational integrity.
Work Experience
CDSL Ventures Ltd
Compliance Officer (2 mos)
India International Depository IFSC Limited (IIDI)
Assistant Manager - Operations (1 yr 10 mos)
HDFC Bank
Manager (1 yr 1 mo)
IIFL Securities
Team Manager (1 yr 8 mos)
Angel One
Team Lead (9 mos)
nuFuture Digital (India) Ltd
Team Lead (3 mos)
5Paisa
Team Lead (1 yr 3 mos)
Kotak Securities
Assistant Manager (2 yrs 8 mos)
Education
Master of Commerce at Gujarat University
BCom - Bachelor of Commerce at Gujarat University
