CA. Vivek Bhardwaj

CEO

Bengaluru, Karnataka, India12 yrs 8 mos experience

Most Likely To SwitchHighly Stable

Key Highlights

Over a decade of experience in Governance and Risk Management.
Expertise in SOX compliance and internal audits.
Strong stakeholder management and consultancy skills.

Stackforce AI infers this person is a Governance, Risk and Compliance expert with extensive experience in financial services.

Contact

Skills

Core Skills

Governance, Risk Management, And Compliance (grc)Enterprise Risk ManagementSarbanes-oxley ActInternal Audit

Other Skills

Internal ControlsSOX 404 Top–Down Risk Assessments (TDRA)J-SOXIFCRisk Based AuditsCOSO FrameworkControl TestingFinancial ProjectionFinancial AnalysisAuditingAccount ReconciliationMicrosoft Excel

About

Governance, Risk and Compliance professional with over more than a decade of advisory experience covering internal audits, risk management, ICFR and SOX compliance testing, RACM drafting, process flow charts, data flow diagrams.

Experience

12 yrs 8 mos

Total Experience

2 yrs 1 mo

Average Tenure

3 yrs 2 mos

Current Experience

Wells fargo

2 roles

Vice President (Risk & Controls)

Promoted

Mar 2025 – Present · 1 yr 2 mos · Bengaluru, Karnataka, India · On-site

Governance, Risk Management, and Compliance (GRC)Enterprise Risk ManagementInternal Controls

Senior Assistant Vice President (Risk and Controls)

Feb 2023 – Feb 2025 · 2 yrs · Bengaluru, Karnataka, India · On-site

1. Responsible to perform & consult the outcome of Process Risk and Control reviews with senior stakeholders.
2. Partnering with stakeholders in Risk & Control Self Assessment sessions.
3. Performing design validation and performance testing of internal controls.
4. Addressing and consultancy on matters related to HR Controls.
5. Managing issues identified towards the closure in the internal issue management system.

Enterprise Risk Management

Ey

Senior Consultant

Apr 2021 – Jan 2023 · 1 yr 9 mos · Gurugram, Haryana, India

1. Performed SOX testing for the US listed entities including test of design, test of operating effectiveness, control rationalisation.
2. Prepared and reviewed process flow diagrams pertaining to the processes reviewed and tested.

SOX 404 Top–Down Risk Assessments (TDRA)J-SOXSarbanes-Oxley ActInternal AuditInternal Controls