Kalpana Pareek — Operations Associate

Experienced and results-driven Operations Manager with over 13 years in investment banking operations(Wealth Management) , leading high-performing teams across trade settlements, securities operations, KYC, and static data management. I’ve worked towards driving operational excellence, regulatory compliance, and process optimization in fast-paced, high-risk environments. Known for building resilient teams, streamlining cross-border settlement workflows, and ensuring adherence to global regulatory standards (FATCA, Mifid ,AML, CRSI bring a strong understanding of risk management, client onboarding, and data governance, combined with hands-on leadership and a focus on continuous improvement. Currently managing team who is responsible for static data mantainence of Wealth mangement clients by reviewing and validating documents like W-8/W-9 forms, Board resolutions, Entity’s legal/constitutional documents, Identification documents like address proof and passports etc. 🔹 Core Strengths: • End-to-end trade lifecycle management • KYC & client due diligence oversight • Static data governance and quality control • Regulatory compliance & audit readiness • Team leadership & stakeholder engagement Application and platform proficiencies - Avaloq - Aladdin - FMS - Appway - Smartstream - Bloomberg - CTM - MS Office Let’s connect!

Stackforce AI infers this person is a seasoned Operations Manager in Fintech with expertise in investment banking and regulatory compliance.

Location: Jaipur, Rajasthan, India

Experience: 16 yrs 2 mos