Mar 2023 – Jun 2025 · 2 yrs 3 mos · Mumbai · Hybrid

Mar 2022 – Mar 2023 · 1 yr · Pune District, Maharashtra, India · Hybrid

• Middle Office - Responsible for processing, monitoring, researching, analyzing transactions and resolving complex inquiries. Steps up to be proficient verifier and SME.
• Responsible for providing Trade support activities (trade capture, enrichment, confirmation/affirmation) for funds of moderate complexity. Supports functions for various products across- listed, derivatives and bank loans.
• Performs reviews of moderately critical activities across the different stages of the trade life cycle – trade capture, enrichment, confirmation / affirmation and notification to confirm compliance with established processes and procedures.
• Coordinates with multiple internal stakeholders and external clients to gather and disseminate data-related information about transactions.
• Conducts research to gather information on complex transactions and data-related, straightforward inquiries.
• Responsible for custodian bank reconciliations analysis (cash, asset and market value), break assignment and resolution of reconciliation breaks, daily portfolio valuation processes, account level pricing, monthly accounting close processes, cash projection reports, cash management support, monthly end-client statement workflow and validation and ad hoc reporting.
• Responsible for facilitating the maintenance of trade static data, trade enrichment, and trade exception handling and market claims. Focus is on gaining experiences and developing Middle Office skills and expertise.
• Collaborates with a group of internal and external stakeholders to deliver recommendations to complex inquiries.
• Identifies, resolves and escalates any issues that affect the accuracy of the trade supportfunctions.
• Regularly interacts with stakeholders in providing consultation and resolving complex inquiries and transactions.
• No direct reports. Provides guidance to less experienced Middle Office staff as needed. Contributes to the achievement of team objectives.

Apr 2018 – Mar 2022 · 3 yrs 11 mos · India

• Geographical span: Society General Entities supported in Asian and European Zone.
• Responsibilities:-.
• Processing Primary Issuance and Fixed Income Securities & Equity on timely manner to facilitate accurate primary settlement and secondary market settlement for various markets.
• Sending confirmations regarding new issue to various clearing agents.
• Responsible to liaise with Front Office, Middle Office, Counterparty and custodian as per markets to settle the Trade.
• Ensure Trade should settle on Value date (VD-1) in the market.
• Ensure that all the exotic currency trades are matched in the market.
• Responsible for Reporting of Daily, Weekly and monthly NONDEN (not settled) & NONVAL (not validated) & Coupon reports
• Handling escalations of the Process, Issues and Reporting to the client adhere to the deadlines as per TAT.
• Supervision of the Team and Process Training to the analyst for the smooth flow of the process delivery.
• Responsible to update daily BAU checklist Tracker of the Validation and Allocation of the trades.

Aug 2016 – Mar 2018 · 1 yr 7 mos · Chennai, Tamil Nadu, India

• Team: Global Trade Processing
• Received instruction from the client processing various types of product via mail, Replix User, once we received instruction from client we research on the trade details.
• After we received the instruction we post the trades in the system as per the trade details and also after we sending mail to the internal team for review the posting.
• Ensure that all the DTC & Fed wire trades posted in the MCH on the accounting side and custody side as per the client instruction.
• Setting up new securities in the system if the security is not available in the MCH on the basis of client instruction
• Actively monitoring the Global trade manager and global currencies-funds transfer work flow queues and assist with transaction entry, repair, verify and exception processing.
• In trade processing process we have to reconciliation the all the trades have balance and trade bottlers according to 5:30 GMT, 9:30 GMT and 3:30 GMT.
• Project: - 2
• Team:-Derivatives Reconciliation
• Forward derivatives reconciliation under regulatory, Undertakings for Collective Investment in Transferable Securities and Alternative Investment Fund Managers Directive.
• Investigation and queries to client and counterparties regarding whosoever is responsible for Breaks, Fund need to include in reports, Trade Missing, Buy Amount Mismatch, Sell Amount Mismatch, Trade Date mismatch, Settlement Date mismatch.
• Interacting following & chasing with internal teams i.e. Business Unit, Counterparties, Trade processing, Trade settlement regarding the proper solution of the breaks
• Reviewing daily reconciliation who done by reconciler and updating the status in sign-off excel sheet as per the deadline 9 GMT,12 GMT, 15GMT and also reviewing the aged breaks and comments which given by the reconciler
• Collated the entire aged breaks file which updated by the reviewers and send to the upper level management included comments, Age of the breaks, actions taken by reviewers.

Dec 2015 – Jun 2016 · 6 mos · Mumbai, Maharashtra, India

• Designation: Financial Associate
• Company: Tata Consultancy Service (2015 December – 2016 June)
• Team: Accounts Payable
• Reconciling various invoices (Purchase, sales, work order) on the daily basis.
• Complete reconciliation of invoices & SAP Feeds on the daily basis
• Managing the proper invoices details for all reconciling items as client invoices & SAP feeds
• Attaching the invoices in FB03 & FBL1N in terms of their respective categories.
• Escalating the issues through Mail or Call to the Client and internal team like Fixed Asset, Account Receivable team, etc. whosoever is responsible for the invoices discrepancies arising out of research and reach out to the final resolution

Apr 2013 – May 2015 · 2 yrs 1 mo · Mumbai, Maharashtra, India

• Designation: Financial Associate
• Company: State Street Syntel (2013 April - 2015May) Team: Fixed Income Reconciliation
•  Reconciling Cash transaction on daily basis to know the position of the cash balance at the end of the day and Research if there are any differences, also reporting about the daily cash checks i.e. Overdraft if any.
•  Complete Reconciliation of Cash and Assets on daily basis between Custodians banks and Investment Managers transactions
•  Maintaining the proper documentation for all the reconciling items on investor custodian banks as outlined in policies
•  Researching on the differences in Cash transaction on a daily basis between Major MNC custodianbanks
•  Escalating the issues via Mail or Call to the Custodian and internal team like Trade, Corporate Action, etc.
• whosoever is responsible for the discrepancies arising out of research and reach out to the final resolution.
•  Interacting following & chasing with internal team i.e. Data management for security set up issue, Factor update and coupon for MBS & ABS securities for paydown and interestbreaks.