R

Rishi Vallabh Mishra

Director of Engineering

Pune, Maharashtra, India19 yrs 7 mos experience
Highly StableAI Enabled

Key Highlights

  • Over 18 years of risk management expertise
  • Proven track record in regulatory compliance
  • Leadership in cybersecurity frameworks
Stackforce AI infers this person is a seasoned professional in Fintech with a strong focus on risk management and compliance.

Contact

Skills

Core Skills

Technology Risk ManagementGovernance Risk And ComplianceRisk ManagementRegulatory ComplianceCybersecurity

Other Skills

Control ExcellenceRisk IdentificationRisk AssessmentMitigationOperational RiskCompliance ManagementRisk and Control Self-AssessmentsKey Risk IndicatorsStakeholder CollaborationTechnology ComplianceRegulatory RequirementsIndustry FrameworksArtificial Intelligence GuidelinesCybersecurity Risk AssessmentsNetwork Security

About

Comprehensive Risk Management Expertise: Over 18 years of experience in Technology and Operational Risk Identification & Management, Governance, Risk and Compliance (GRC), Information Security Assessments, Regulatory Engagements, Service Organization Control (SOC) reviews, and Technology Horizon Scanning & Analysis. Proficient in leading Information Security frameworks such as ISO 27001 and the NIST Cybersecurity Framework. Proven Regulatory Compliance Management: Managed Technology, Cyber, and Operational Regulatory Compliance to ensure Bank’s regulatory commitments are met, including significant engagements with authorities like the Hong Kong Monetary Authority (HKMA), Reserve Bank of India (RBI), Monetary Authority of Singapore (MAS), Prudential Regulatory Authority (PRA), and Department of Financial Services (DFS).

Experience

19 yrs 7 mos
Total Experience
2 yrs 9 mos
Average Tenure
3 mos
Current Experience

Northern trust

Director - Head Technology Risk and Control - APAC

Feb 2026Present · 3 mos · Pune District, Maharashtra, India · On-site

  • Driving Technology Risk Management and Control excellence across APAC.
Technology Risk ManagementControl ExcellenceGovernance Risk and Compliance

Bny

2 roles

Director – Control Lead and Business Information Security Officer, Risk & Compliance

Dec 2024Feb 2026 · 1 yr 2 mos

  • Responsible for risk identification, assessment, and mitigation across Risk & Compliance functions, with a specific focus on operational risk, including technology risks, and compliance gaps.
  • Conducted periodic High-Level Assessments to evaluate aggregated risks, controls environment, and risk direction, presenting findings and proposed mitigations to the Executive Committee of the Chief Risk Officer.
  • Conducted Risk and Control Self-Assessments (RCSA) and evidence-based control assessments to ensure effective risk management. Reviewed Key Risk Indicators (KRIs) across Risk & Compliance to ensure comprehensive coverage of financial and non- financial risks, and developed new KRIs to enhance risk monitoring and management.
  • Oversaw internal audit and regulatory findings, ensuring timely resolution and compliance with policies and standards, while developing best practices to educate stakeholders on effective issue management.
  • Established risk forums and meetings to facilitate collaboration and effective risk management among relevant stakeholders.
  • As BISO – Risk & Compliance
  • Responsible for development and implementation of information security strategies, policies, and procedures to align with organizational objectives and regulatory requirements.
  • Conducted periodic risk assessments, and implemented controls to mitigate information security risks, ensuring compliance with BNY’s policy expectations.
  • Led incident response efforts, coordinated with stakeholders, and implemented security measures to prevent and respond to security breaches, ensuring the confidentiality, integrity, and availability of confidential information.
Risk IdentificationRisk AssessmentMitigationOperational RiskCompliance ManagementRisk and Control Self-Assessments+4

Senior Vice President - Technology & Information Security Risk and Regulatory Compliance

Sep 2021Nov 2024 · 3 yrs 2 mos

  • Spearheaded Technology Compliance organization across APAC, EMEA, and Americas, ensuring BNY's adherence to regulatory requirements and industry frameworks (such as NIST, MAS, OCC/FRB) across key IT domains (such as Cloud Computing, Cybersecurity, Data Management, Identity & Access Management), through assessing applicability and impact of new and amended laws and regulations.
  • Conducted comprehensive reviews and assessments of Artificial Intelligence guidelines and regulations, including EU's AI Act, Model AI Governance Framework, and MAS Guidelines on Responsible Use of AI, to ensure organizational compliance and responsible AI development.
  • Provided credible challenge and oversight on responses to regulatory requests for information and submissions
Technology ComplianceRegulatory RequirementsIndustry FrameworksArtificial Intelligence GuidelinesRisk AssessmentRegulatory Compliance+1

Barclays

2 roles

Vice President - Technology & Cyber Risk Management and Regulatory Engagement

Oct 2020Sep 2021 · 11 mos

  • Conducted cybersecurity risk assessments across key IT domains, including Network Security, Cloud Security, Application Security, and Identity & Access Management, evaluating controls in line with industry standards such as NIST Cybersecurity Framework, ISO 27001, and MAS Cyber Security guidelines. Delivered position papers on regulatory policies and their impact on Barclays Technology and Cyber security strategy.
  • Conducted independent review and analysis of responses to regulatory requests, onsite examinations, and meetings, providing governance and shaping responses.
  • Managed the Horizon scanning capability by identifying regulatory penalties/actions and Technology events, and carried out proactive assessments to ensure Barclays' preparedness and controls environment posture.
Cybersecurity Risk AssessmentsNetwork SecurityCloud SecurityApplication SecurityIdentity & Access ManagementRegulatory Policies+2

AVP - Technology and Cyber Risk Management

Oct 2018Oct 2020 · 2 yrs

  • Oversight and advisory on technology risk identification, risk assessment, risk mitigation & response and risk reporting across technology to operate within risk appetite and in compliance with Barclays Control Framework.
  • Conducted information security reviews and risk assessments of technology projects and systems, providing recommendations for improvements.
  • Conducted gap assessments, including compliance assessments, against regulatory standards (e.g., MAS TRM Guidelines, HKMA Cloud Security, RBI Cyber Security Statutory Audit).
Technology Risk IdentificationRisk AssessmentCompliance AssessmentsRegulatory StandardsTechnology Risk ManagementRegulatory Compliance

Deutsche bank

3 roles

AVP - Technology Risk

Promoted

Mar 2017Oct 2018 · 1 yr 7 mos · Pune/Pimpri-Chinchwad Area

  • Conducted comprehensive Technology and information security risk assessments across divisions and tech centers, including domains such as secure development, endpoint security, business continuity, and high-value payment applications.
Technology Risk AssessmentsInformation SecurityTechnology Risk Management

AVP Transitions

Mar 2015Feb 2017 · 1 yr 11 mos · Pune/Pimpri-Chinchwad Area

Transition Manager

Mar 2011Aug 2014 · 3 yrs 5 mos · Greater Jaipur Area

Accenture

Manager Mobilization

Aug 2014Feb 2015 · 6 mos · Greater Hyderabad Area

Mercer, gurgaon

Transition Manager

May 2008Mar 2011 · 2 yrs 10 mos · Gurugram, Haryana, India

Genpact

Assistant Manager - Syndicated Loan Operations

Jul 2006May 2008 · 1 yr 10 mos · Greater Jaipur Area

Unit trust of india investment advisory services limited

Internship

May 2005Jun 2005 · 1 mo · Mumbai Metropolitan Region

Education

Faculty of Management Studies, Jaipur

MBA — Finance and IT

Jan 2004Jan 2006

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