Prateek Gupta

CEO

Delhi, India7 yrs 2 mos experience

Key Highlights

  • 7.5 years of experience in fintech and compliance technology.
  • Reduced manual effort by 50% in compliance automation.
  • Delivered $60K in recurring revenue through product enhancements.
Stackforce AI infers this person is a Product Manager specializing in Fintech and Compliance Technology.

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Skills

Core Skills

Product ManagementTechnology ImplementationData AnalysisBusiness Analysis

Other Skills

New Product ImplementationsAgile Project ManagementLegal ComplianceETL ToolsETL TestingSQLExtract, Transform, Load (ETL)Flow DiagramsKey MetricsBRDUser StoriesBusiness Process AnalysisAgile MethodologiesBusiness ProcessAgile & Waterfall Methodologies

About

🔹 Product Manager | Data & Platform Implementation | Capital Markets & Compliance Technology Product Manager and Business Analyst with 7.5 years of experience delivering high-impact fintech and compliance technology products across trading and post-trade domains. I specialize in end-to-end product lifecycle management—defining strategy, translating regulatory policies into functional designs, and driving agile delivery across global teams. At D.E. Shaw & Co., I own the product roadmap for compliance automation platforms (Crypto Trade Approval, Personal Trade Approval), integrating Bloomberg and FactSet APIs to enhance trade surveillance, data accuracy, and user experience. My work has reduced manual effort by 50% and improved approval turnaround by 40%. Previously at Indus Valley Partners, I led the design and delivery of post-trade and data management products for global hedge funds—covering corporate actions, reconciliation, and master data management. Partnering with engineering and client stakeholders, I implemented automation pipelines that cut processing time by 67% and delivered $60K in recurring revenue through product enhancements. I bring a strong blend of business acumen, technical fluency, and stakeholder management, supported by an MBA from FORE School of Management and a B.Tech in Electronics & Communication. Passionate about building scalable fintech platforms that drive efficiency, transparency, and compliance in global capital markets.

Experience

7 yrs 2 mos
Total Experience
1 yr 8 mos
Average Tenure
4 mos
Current Experience

Simcorp

Lead Data Advisor

Jan 2026 – Present · 4 mos · Noida, Uttar Pradesh, India · Hybrid

The d. e. shaw group

Senior Analyst

Jul 2024 – Jan 2026 · 1 yr 6 mos · Gurugram, Haryana, India · Hybrid

  • I lead cross-functional initiatives between Compliance and Technology to develop regulatory systems and streamline processes. I specialize in end-to-end project delivery—from ideation and BRD creation to execution—ensuring alignment with compliance standards and business goals.
New Product ImplementationsProduct ManagementTechnology ImplementationAgile Project ManagementLegal Compliance

Indus valley partners

2 roles

Senior Business Analyst

Promoted

Apr 2024 – Jul 2024 · 3 mos · Noida, Uttar Pradesh, India · Hybrid

Business Analyst

Jul 2021 – Apr 2024 · 2 yrs 9 mos · Noida, Uttar Pradesh, India · Hybrid

Data AnalysisBusiness AnalysisETL ToolsETL TestingSQLExtract, Transform, Load (ETL)+11

Icici bank

Deputy Manager

Nov 2020 – Jul 2021 · 8 mos · New Delhi, Delhi, India

User Stories

Hdfc bank limited

Project Trainee

Apr 2019 – Jun 2019 · 2 mos · Gurgaon, India

Indus valley partners

FIX Analyst

Jul 2016 – Jun 2018 · 1 yr 11 mos · Noida, Uttar Pradesh, India

  • Part of Front Office Operations in Graham Capital Management.
  • Responsible for FIX Connectivity and certification of FIX connections between the client and their respective execution brokers.
  • Responsible for analysis and application support in a fast-paced Derivatives, FX and Equities trading environment for two-way and Drop copy executions.
  • Analysis of FIX logs, FIX Certification, Trade Flow, Autopilot Rule changes and monitoring over 70 connections (Drop copy and 2 way) from 20+ Investment banks.
  • Responsible for deploying various applications: OXE Setup interface between Hedge Fund Apps and FIX Engine.
User Stories

Rivigo services private limited

OPC, Executive

Apr 2016 – Jul 2016 · 3 mos · Gurugram, Haryana, India

  • Overlooking the maintenance of Trucks Fleet.

Education

FORE School of Management, New Delhi

Master of Business Administration - MBA

Jan 2018 – Jan 2020

NBS Alumni Affairs, NTU

Master of Business Administration - MBA — Marketing Analytics

Jan 2019 – Jan 2019

Shri Balwant Institute Of Technology

Bachelor’s Degree — Electronics and Communications Engineering

Jan 2012 – Jan 2016

Rosary Senior Secondary School

High School

Jan 2012 – Present

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