Jan 2025 – Present · 1 yr 4 mos

• Streamlining data infrastructure by migrating to a centralized AWS EKS Cloud and Snowflake data lake, reducing data ingestion time.
• Addressed privacy compliance challenges, ensuring zero critical vulnerabilities and achieving faster time to market.
• Developed data analytics dashboards to reduce ownership costs significantly.

Jan 2023 – Dec 2024 · 1 yr 11 mos

• Led the development of an enterprise-wide application, Political Law, to prevent conflicts of interest and minimize regulatory risks.
• Spearheaded the creation of a modern API-based FINRA Filing and Integration Platform for real-time daily filings.
• Collaborated with cross-functional teams to ensure seamless implementation and user adoption of compliance technology solutions at Fidelity Investments.

May 2021 – Dec 2022 · 1 yr 7 mos

• Developed and delivered the vision for Ethics Surveillance, successfully integrating a POC into the product roadmap.
• Prototyped an AI/ML predictive function, reducing alerts and automating closure of low-risk alerts.
• Redesigned the Employee Trade Review Process using a Low Code platform for enhanced efficiency and user experience.

Dec 2018 – May 2021 · 2 yrs 5 mos

• I led a team of over 100 software engineers in providing automation, quality assurance, and DevOps services. By establishing strategic pillars and fostering cross-divisional standardization, I spearheaded the organization's transformation towards engineering-driven approaches, achieving significant efficiencies.
• Highlights:
• Spearheaded industry research initiatives and established baseline metrics to reduce time to test, contributing to enhanced delivery excellence.
• Led initiatives such as the Universal Test Framework, Synthetic Data for Testing, Data Lake Test Framework, Unified Work-Intake Process, and Delivery Models.
• Transformed Organization from AQA to AQE, transitioned from manual testing to platform-based engineering-driven approach.
• Instituted baseline metrics to decrease test time and established DevOps and CloudOps pipelines for over 60 applications.

Jan 2016 – Dec 2018 · 2 yrs 11 mos

• I led complete product and project management for multiple compliance products, achieving significant outcomes such as the establishment of business systems analysis capability and the introduction of AI/ML initiatives.
• Highlights:
• Established a robust business systems analysis capability by building a team of 6 BA/SA, ensuring a strong SME base in India.
• Expanded Actimize transformation success by building and redesigning models for the ethics office, PI, and FCM.
• Pioneered AI/ML initiatives, collaborated with EI to develop predictive models for incident trends & Actimize model health.
• Introduced TROY (Templatized On-Demand Research For You), a dynamic and on-demand self-service alerts solution.

Jul 2013 – Jan 2016 · 2 yrs 6 mos

• I led the end-to-end software delivery of various products, including Enterprise Surveillance & Supervision and Actimize for Personal Investing Branch Supervision and Compliance.
• Highlights:
• Managed surveillance solutions across Fidelity Brokerage, Institutional, Capital Market, and Employee Trade, utilizing numerous models to mitigate fraud and compliance risks effectively.
• Spearheaded PI Compliance Transformation initiative, overseeing redesign of over 20 PI Models from India.
• Eliminated legacy tech stacks, reducing exposure to Actimize AIS, resulting in significant license cost reduction and improved operational efficiency.
• Recognized with an outstanding accomplishments award from CTG in acknowledgment of these achievements.

Jan 2009 – Jun 2013 · 4 yrs 5 mos

• I was engaged in Project and Program Management along with Technical Solution Design, Project Estimation, and Offshore Deliverables Review. Identified and managed risks for GEM Preclearance (Global Employee Monitoring), ERC (Enterprise Resource Centre), and global Program Management and Development Oversight for ECR Metrics, encompassing both onshore and offshore activities.

Jul 2006 – Dec 2008 · 2 yrs 5 mos

• As a Software Engineer, I executed complete lifecycle including analyzing requirements, reviewing system design and preparing documents for developing various applications including EthicsFast, Compliance Profile, and Registration & Licensing. Additionally, I crafted technical solution designs, estimated project timelines, and provided support through testing & execution. My responsibilities included identifying and mitigating risks thus, contributing to overall project success.

Dec 2003 – Jun 2006 · 2 yrs 6 mos

• I served as a Database and Core Java/JSP developer for the CTG Risk Oversight group.