CS Amit Aswal

Operations Associate

Delhi, India10 yrs 3 mos experience
Most Likely To Switch

Key Highlights

  • Over 9 years of experience in compliance and secretarial functions.
  • Expertise in regulatory compliance and corporate governance.
  • Proven track record in managing insider trading compliance.
Stackforce AI infers this person is a Compliance and Legal Professional with expertise in Corporate Governance and Regulatory Compliance.

Contact

Skills

Core Skills

Compliance ManagementRegulatory Compliance

Other Skills

Insider trading complianceSEBI regulationsBusiness Relationship ManagementData AnalysisRecords ManagementStakeholder ManagementResolutionsInterpersonal SkillsCommitteesAnnual ReturnsPolicies & ProceduresCorporate RecordsComputer LiteracyPresentationsDividends

About

A qualified Company Secretary and Legal Professional having 9+ years’ experience. compliance professional with business acumen, can do attitude, positive in approach with an ability to learn, unlearn & re-learn. Has demonstrated track record of success in relation to - Compliance & Secretarial Functions, Listing, Corporate Governance, Joint Ventures, FEMA, NBFC, Fund Raising, Corporate Restructuring, M & A, Contract Management, handling legal cases, Legal Compliance, Legal Advice, Due Diligences, Regulatory Audits, Maintenance of Statutory Reg., Drafting and Vetting Business Indentures , IPR ,Development & Implementation of Compliance/ Corporate Governance Framework. Actively involved in the implementation of automation project i.e. Compliance Tool and Insider Trading Compliance tool

Experience

10 yrs 3 mos
Total Experience
1 yr 8 mos
Average Tenure
2 yrs 1 mo
Current Experience

Max healthcare

Senior Manager

May 2024Present · 2 yrs 1 mo

Shardul amarchand mangaldas & co

Company Secretary- Manager Compliance

Aug 2023May 2024 · 9 mos · Delhi, India · On-site

  • Managing the organisation Insider trading compliances and advising on SEBI regulations & regulatory compliances.
Insider trading complianceSEBI regulationsRegulatory complianceCompliance ManagementRegulatory Compliance

Paytm

2 roles

Manager - Secretarial

Apr 2023Aug 2023 · 4 mos · Noida

Deputy Manager - Secretarial

Jul 2021May 2023 · 1 yr 10 mos · Noida

Uno minda group

Assistant Manager Legal & Secretarial

Sep 2017Jul 2021 · 3 yrs 10 mos · Gurgaon, India

Abdul q and associates

Company Secretary

Apr 2017Aug 2017 · 4 mos

Agg and associates

Management Trainee

Oct 2015Dec 2016 · 1 yr 2 mos · Patel nager,Delhi

Education

University of Rajasthan

Master of Laws - LLM — Corporate law

Jun 2021Present

Uttarakhand Technical University

Bachelor of Laws (LLB) — Business laws

Jan 2016Present

The Institute of Company Secretaries of India

CS — Business Law

Jan 2015Present

Hemwati Nandan Bahuguna Garhwal University

Bachelor of Commerce (B.Com.)

Jan 2011Present

Kendriya Vidyalaya

12th — commerce

Jan 2008Present

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