Mar 2022 – May 2023 · 1 yr 2 mos · Mumbai, Maharashtra, India · Hybrid

• A middle office role seated within regulatory reporting space, am accountable for remediation of exceptions tracked out by compiling complex workflows using Alteryx. Regulatory jurisdictions cover CFTC, SEC, FCA and ESMA. Carries competent working proficiency of Kanban and agile methodologies. Am responsible for project managing migration workflows, enabling time reporting of regulatory data, alongside ISDA guidelines. Have earned recognitions for timely resolution of complex change requests, pertaining to prime brokerage. Carries demonstrated experience of delivering within tight deadlines.
• Carries competent working proficiency of dashboard design and is capable of articulating complex ideas to a wider audience. Carries competent knowledge of complex algorithms and quantum computing (employing GitHub). Carries demonstrated experience of having delivered multibillion dollar migratory projects, and has a passion to effectively deliver lasting results within investment banking. Carries a knack for automation employing scripting languages (JavaScript and Alteryx). Enjoys reading a variety of books and acquiring ideas, that are meant to improve existing processes and enhance efficiency. An avid writer on a plethora of topics, envisions to solve complex problems using applied programming techniques, ranging from number theory to the most sought-after problem of computer science - the hard P-NP problem. Besides, enjoys playing a variety of percussion instruments and reading novels by Charles Dickens.

Aug 2017 – Mar 2023 · 5 yrs 7 mos · Pune/Pimpri-Chinchwad Area

• A quantitative middle office wherein I, part of the prime finance team, am responsible for asset re-balances of hedge funds and their respective trade bookings. I oversee the rates and stock bookings on proprietary systems.

Aug 2015 – Apr 2016 · 8 mos

• Completion of special projects related to broking, custody, KYC and AML processes
• Handling dealing desk activities, broking account opening, managing formal communications to clients at various junctures
• Assisting client operations in managing the complaints handling process for private banking clients
• Ensuring adherence to the client on-boarding process – Client acceptance, on-boarding, maintenance, communication, exit and risk review
• Assisting clients operations team with workouts for private banking business unit to progress efficiency boosting initiatives
• Contribution to the achievement of team objectives through effective backups, mentoring and participation in workouts and organizational initiatives

Jun 2013 – May 2016 · 2 yrs 11 mos

• Providing business support to the CIB team by collection of client-specific information to know their business better,in accordance with the KYC norms of RBS. This was accomplished through obtaining and collating client data from One Source, RMPlatform and Image and Workflow, to ensure completeness.

Nov 2014 – Feb 2015 · 3 mos · Mumbai Metropolitan Region

• A certification in investment banking operations aimed to understand the basics of financial markets and industry initiatives.

Apr 2012 – Jun 2012 · 2 mos

• Doing an on-field survey with a structured questionnaire and analyzing data obtained thereby using SPSS package.