Tajinder Singh — Recruiter
Compliance Professional with over 15 years of experience in regulatory compliance, surveillance and risk management. Expertise in managing compliance programs, leading surveillance team, and ensuring adherence to regulatory frameworks. Focused on strengthening existing surveillance to make it more robust to mitigate risks and enhance operational efficiency.
Stackforce AI infers this person is a Compliance and Risk Management expert in the Financial Services industry.
Location: Gurugram, Haryana, India
Experience: 19 yrs
Skills
- Compliance Management
- Risk Management
- Trading Surveillance & Monitoring
- Risk Assessment
- Surveillance
Career Highlights
- Over 15 years of regulatory compliance experience.
- Expert in managing compliance programs and surveillance teams.
- Focused on enhancing operational efficiency and risk mitigation.
Work Experience
Tower Research Capital
Compliance Manager (7 yrs 7 mos)
Bank of America
Assistant Manager - Trade Surveillance (1 yr 11 mos)
MCX Stock Exchange Ltd.
Assistant Manager - Trade Surveillance & Risk Management (3 yrs 7 mos)
Delhi Stock Exchange Limited
Assistant Manager - Surveillance & Risk Management (3 yrs)
Kotak Securities Limited
Associate (2 yrs 10 mos)
Education
MBA at GNIM, New Delhi
Student member of 'Financial Risk Management' by GARP at Global Association of Risk Professionals, USA
