CS Gaurav Upadhyay

CEO

Delhi, India16 yrs experience

Most Likely To Switch

Key Highlights

Expertise in regulatory compliance for Fintech and NBFC sectors.
Proven track record in KYC and AML compliance management.
Strong background in corporate law and governance.

Stackforce AI infers this person is a Fintech Compliance Expert with extensive experience in regulatory frameworks.

Contact

Skills

Core Skills

Regulatory ComplianceKyc & Aml ComplianceFintech Compliance

Other Skills

AML ComplianceAnti-Money LaunderingCompanies ActCompany LawCompany Secretarial WorkCompetition LawCompliance ManagementCompliance MonitoringCompliance TestingCompliance ToolCorporate FinanceCorporate GovernanceCorporate LawCorporate LendingDue Diligence

About

A qualified Company Secretary having Corporate experience in handling compliances related to Corporate Laws, Systemically Important NBFCs (Loan Company, Fintech Digital Lending, Captive Finance), FIU-IND, Compliance Audit in line with Regulatory Provisions, KYC-AML Compliance, Fraud Reporting, PML Act, Mortgage & Hypothecation and Legal matters.

Experience

Stashfin

2 roles

Chief Compliance Officer

Promoted

Feb 2024 – Present · 2 yrs 1 mo · New Delhi, Delhi, India · On-site

Principal Compliance Officer

Oct 2023 – Feb 2024 · 4 mos · New Delhi, Delhi, India · On-site

Regulatory Compliance - NBFC| Fintech Compliance| Compliance Testing| KYC - AML Compliance| FIU-IND Reporting| NCD Compliance|
Stashfin is a leading fintech platform with a mission to provide access to fair, fast, and transparent financial products & services for millions of borrowers across India. By providing a simple, clean, efficient and easy to navigate digital platform, Stashfin empowers individuals in helping to take charge of their financial health.
Stashfin serves new-to-credit, prime, and super-prime borrowers with products that have been designed ground-up with our customers in mind. The firm also strives to create opportunities for borrowers with limited credit footprints to participate in the formal financial system, thereby enabling them to build credit scores and successfully embark on a journey of economic freedom.
For more details, please visit www.stashfin.com

Regulatory ComplianceNBFCFintech ComplianceCompliance TestingKYC - AML ComplianceFIU-IND Reporting+2

Religare

Senior Manager - Regulatory Compliance

Apr 2023 – Oct 2023 · 6 mos · New Delhi, Delhi, India · On-site

Regulatory Compliances

Regulatory CompliancesRegulatory Compliance

Udaan.com

2 roles

Company Secretary & Compliance Manager

Apr 2022 – Apr 2023 · 1 yr · On-site

Fintech and NBFC Compliance officer

Fintech ComplianceNBFC Compliance

Compliance Manager & Legal Counsel

Mar 2022 – Apr 2023 · 1 yr 1 mo · On-site

udaan.com

Cnh industrial capital

2 roles

Principal Officer - FIU

Sep 2021 – Mar 2022 · 6 mos · Gurugram, Haryana, India

Assistant Company Secretary

Jul 2018 – Mar 2022 · 3 yrs 8 mos · Gurugram, Haryana, India

Globe fincap limited

Manager (Legal & Compliance)

Jan 2016 – Jul 2018 · 2 yrs 6 mos · New Delhi Area, India

Praveen shri niwas & associates, chartered accountants

Consultant (Secretarial & Compliance)

Aug 2014 – Jan 2016 · 1 yr 5 mos · Noida, Uttar Pradesh

Askus legal advocates and legal consultants

ASSOCIATE CONSULTANTS

Oct 2011 – Nov 2014 · 3 yrs 1 mo · Gurgaon, Haryana

1) To appear before Company Law board and Various Tribunal
2) To Provide consultancy services to Corporate Clients
3) To deal with various Government Authorities etc.

Rmg & associates, new delhi

15 months CS Practical Training

Mar 2010 – Sep 2011 · 1 yr 6 mos · Karol Bagh, New Delhi

To do Compliances under various Laws:
1) Corporate Laws
2) Labour Laws (Specially compliances under EPF, ESI and Shops or Eshtablishment Act)
3) Service Tax, Sales Tax, Income Tax
4) I.P. Act and all other related Laws