Syed F.R. Faizi

CEO

Abu Dhabi, Abu Dhabi Emirate, United Arab Emirates26 yrs 11 mos experience
Most Likely To SwitchHighly Stable

Key Highlights

  • 27 years of experience in Capital Markets and Banking.
  • Expert in IPO management and corporate advisory services.
  • Proven track record in relationship management and business development.
Stackforce AI infers this person is a seasoned professional in Fintech with a strong focus on Capital Markets and Banking operations.

Contact

Skills

Core Skills

Equity Capital MarketRelationship ManagementMerchant BankingCapital MarketTreasury OperationsWealth Management

Other Skills

Business DevelopmentIPO ManagementPrivate PlacementCorporate Action ManagementCorporate Advisory ServicesFund AdministrationSettlementBusiness StrategyTreasury ManagementRiskBack OfficeCapital MarketsRisk ManagementCustomer RelationsPeople Management

About

Banking professional with over 27 years of experience in Equity Capital Market (ECM),Treasury & Private Banking Operations, Client Servicing and System Implementation across Financial Services sector. Targeting a senior role to lead the complete scope of Equity Capital Market & Bond Capital Market, Operations (Treasury/ Private Banking &Wealth Management /Custody / Depository/ Asset Management Investment Banking and Capital Market). SCOPE OF EXCELLENCE ENTAILS Strategy Planning - Relationship Management - Risk & Process Control - IPO & Private Placement - Budgeting & Financial Planning - System Implementation & MIS - Strategic Relationship- Asset Servicing- Vendor Selection Currently in Capital Market Department under Corporate and Investment Banking Group –at Abu Dhabi Commercial Bank, Abu Dhabi, UAE. Role: Oversaw Relationship Management & Business Development in Capital Market Department under Corporate & Investment Banking Group and looking after full gamut of Equity Capital Market – IPOs, Right Issue,ESOPs, Private Placement, Share Registry, AGM Management, Corporate Action (Dividend and Bonus) Management & Advisory services. Extensive experience in: o Initial Public Offering & Right issues (Lead Manager, Global Book runner & Lead Receiving Bank) o Relationship Management-Nourish relationship with the Corporate Clients, regulator & Markets o Private Placement and Corporate Advisory Services o Annual & Extraordinary General Meetings and Dividend Distributions o Private share registry services o Treasury & Private Banking Operations o Leading and Developing & Managing Staff: leading, encouraging, inspiring and supporting staff to develop confidence and capability to help them realize their full potential. o Performance involves the ability to be totally clear with others about what has to be achieved, to what standard, by when, within what budget, and then make clear their accountability for delivery Adept in developing & streamlining systems with proven ability to enhance operational effectiveness and meet operational goals within the cost, time & quality parameters Proficiency in monitoring various financial operations and maintaining long-term customer relationships through the provision of high quality service. An effective communicator with excellent relationship building & interpersonal skills. Strong analytical,problem solving & organizational abilities.

Experience

Abu dhabi commercial bank

Capital Market

Sep 2019Present · 6 yrs 7 mos · Abu Dhabi, Abu Dhabi Emirate, United Arab Emirates · On-site

Relationship ManagementBusiness DevelopmentEquity Capital MarketIPO ManagementPrivate PlacementCorporate Action Management

Union national bank

4 roles

Assistant Vice President & Senior Manager-Merchant Banking & Capital Market

Promoted

Oct 2018Aug 2019 · 10 mos

  • Assistant Vice President & Manager- Merchant Banking and Capital Market–at Union National Bank, Abu Dhabi, UAE.
  • Role:
  • Heading the Merchant Banking & Capital Market Department of the Bank and looking after IPOs management as Lead Manager, lead receiving bank, Private Placement, General Clearing Member, Private Share Registry, AGM Management, Corporate Action (Dividend and Bonus) Management & Advisory services.
  • Extensive experience in:
  • Initial Public Offering (Lead Manager & Lead Receiving Bank)
  • Equity, Fixed Income & Custody , Investment banking and Corporate Advisory Services
  • Annual & Extraordinary General Meetings and Dividend Distributions
  • Private share registry services and General Clearing Member (ADX/DFM)
  • Leading and Developing & Managing Staff: leading, encouraging, inspiring and supporting staff to develop confidence and capability to help them realize their full potential.
  • Performance involves the ability to be totally clear with others about what has to be achieved, to what standard, by when, within what budget, and then make clear their accountability for delivery
  • Adept in developing & streamlining systems with proven ability to enhance operational effectiveness and meet operational goals within the cost, time & quality parameters
  • Proficiency in monitoring various financial operations and maintaining long-term customer relationships through the provision of high quality service.
  • An effective communicator with excellent relationship building & interpersonal skills. Strong analytical, problem solving & organizational abilities.
Merchant BankingCapital MarketIPO ManagementPrivate PlacementCorporate Advisory Services

Assistant Vice President & Manager-Merchant Banking & Capital Market

Apr 2016Sep 2018 · 2 yrs 5 mos

Merchant BankingCapital MarketIPO ManagementPrivate Placement

Manager & Head of Merchant Banking and Capital Market-Treasury & Private Banking Division

Jan 2015Mar 2016 · 1 yr 2 mos

Merchant BankingCapital Market

Manager & Head of Investment-Treasury & Investment Operations

Jul 2012Jan 2015 · 2 yrs 6 mos

  • Role:
  • Looking after the Treasury settlement of the Bank - Fixed Income, Equity, Derivatives, FX and MM.
  • Looking after Private Banking & Wealth Management operations activities for the portfolio clients and Fund administration.
  • Clearing and settling trade and corporate issues around the globe pertaining to treasury settlement, bonds, and fund administration.
  • Setting up Treasury systems, policies and procedures, writing and maintaining SLA with the external as well as internal clients in order to support business growth whilst maintaining tight control over risk.
Treasury OperationsWealth ManagementFund Administration

Global investment house

Manager-Operations

Nov 2006Feb 2012 · 5 yrs 3 mos · Kuwait · On-site

Stock holding corporation of india limited

Assistant Manager-Operations

Sep 2000Sep 2006 · 6 yrs · Mumbai, Maharashtra, India

Reliance capital | reliance group

Research Analyst

Jun 1998Aug 2000 · 2 yrs 2 mos · Mumbai, Maharashtra, India · On-site

  • Equity Research Analyst

Education

Faculty of Management Studies and Research, Aligarh Muslim University

MBA

Jan 1996Jan 1998

Jamia Millia Islamia

Bachelor of Commerce (Honours) — Accounting and Business/Management

Jan 1993Jan 1996

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