Manish A Seth

Operations Associate

Mumbai, Maharashtra, India4 yrs 6 mos experience

Key Highlights

Chartered Accountant with extensive banking audit experience.
Expertise in regulatory compliance and risk management.
Passionate about continuous learning and professional growth.

Stackforce AI infers this person is a Banking Audit Specialist with a strong focus on Regulatory Compliance and Risk Management.

Contact

Skills

Core Skills

Internal AuditRegulatory ComplianceRisk Management

Other Skills

AuditingCompliance EvaluationRegulatory ReportingMicrosoft ExcelMicrosoft OfficeFinancial AnalysisAccountingTally ERPFinancial ReportingAccount ReconciliationBalance SheetTaxationsInternal ControlsFinanceIncome Tax

About

Chartered Accountant with a strong foundation in finance and proven expertise in internal audit within the banking sector. Working in the Corporate Office of Axis Bank in Internal Audit Department. I have held key roles at the corporate offices of IDFC First Bank , where I had conducted audits across Assets and Support functions audit, ensured regulatory compliance and operational efficiency. My experience includes thematic and process audits focused on risk analysis and control enhancement, aligned with RBI and other regulatory standards. I am driven by a passion for continuous learning and thrive in dynamic environments that challenge and expand my capabilities.

Experience

4 yrs 6 mos

Total Experience

1 yr 4 mos

Average Tenure

5 mos

Current Experience

Axis bank

Senior Manager

Nov 2025 – Present · 5 mos · Worli, Maharashtra, India · Hybrid

Idfc first bank

Manager

Oct 2024 – Oct 2025 · 1 yr · Mumbai, Maharashtra, India · On-site

Worked as a Manager in the Financial Markets, Support, and Risk vertical, where I was responsible for auditing critical areas such as Non-Performing Assets (NPAs), Credit Cards, and related portfolios.
My role also involved conducting compliance testing on issues flagged by regulatory authorities, ensuring thorough coverage and adherence to all applicable regulatory guidelines and frameworks.

Internal AuditRegulatory Compliance

Axis bank

3 roles

Manager

Apr 2024 – Sep 2024 · 5 mos · Hybrid

I was responsible for conducting audits within the Retail Liabilities segment, covering key areas of CASA and other allied products. These audits focused on evaluating process integrity, identifying compliance gaps, and ensuring alignment with internal policies and regulatory standards.

Internal AuditRegulatory Compliance

Deputy Manager

Jul 2023 – Apr 2024 · 9 mos · Hybrid

I was responsible for conducting audits within the Retail Liabilities segment, covering key operational areas such as the customer onboarding process, collateral and logistics management, and field verification procedures. These audits focused on evaluating process integrity, identifying compliance gaps, and ensuring alignment with internal policies and regulatory standards.

Internal AuditRegulatory Compliance

Deputy Manager

May 2022 – Jun 2023 · 1 yr 1 mo · Hybrid

I was actively involved in conducting Thematic and Process Audits focusing on critical areas such as Anti-Money Laundering (AML), fraud investigations, and regulatory reporting, with an emphasis on identifying control weaknesses, assessing compliance with internal policies and external regulations, and recommending robust corrective actions to mitigate financial and operational risks.

Internal AuditRisk Management

Shreyansh agrawal and associates

Audit Senior

Jun 2021 – Apr 2022 · 10 mos · Prayagraj, Uttar Pradesh, India

● Handled Statutory Audit of Societies under National Livelihood Mission.
● Assistance in preparation of project report for various government funded schemes.
● Formation of Society and creation of Partnership firm
● Incorporation of Private Limited Companies
● GST registration

Amit ray & co. chartered accountants

Articled Assistant

Feb 2017 – Jan 2020 · 2 yrs 11 mos · Allahabad ,Uttar Pradesh,India

Audit & Assurance
● Handled Statutory Audit of a Power Generation Entity with turnover of > ₹ 2,700 crores, Bank(having more than 1000 branches in UP) and Government aided societies with total funding received from government of >₹81 crores.
● Handled Internal Audit of a Listed Public Sector Undertaking engaged in power transmission with turnover of > ₹ 35,000 crores, educational institution which is a Deemed university and state aided entity.
● Handled Concurrent audit of public sector banks having portfolio of more than ₹300crores.
● Conducted Circulation audit(Registrar of News Paper of India) of News Papers.
● Conducted Stock Audit on behalf of banks for the purpose of calculation of drawing power.
Taxation
● Filling returns Under GST of 15+ clients & Preparing Reconciliation Report between returns and book of accounts.
● Computation of income and filling of tax returns of corporate entities, firms and individuals
● Involved in Tax audits of companies, firms and proprietorship businesses.