Aug 2024 – Sep 2024 · 1 mo · India · Remote

Dec 2022 – Apr 2024 · 1 yr 4 mos · Gurugram, Haryana, India · Hybrid

• In this role, I delivered accurate and timely compliance services and managed administrative steps in client due diligence. Key responsibilities included:
• Client Relationship Management: Established strong professional relationships with onshore team members through weekly meetings and calls.
• Know Your Client (KYC) Checks: Conducted due diligence risk checks for new and existing clients, ensuring compliance with regulatory standards.
• Research and Analysis: Performed thorough research on companies and individuals using public sources and various databases, including corporate registries, company websites, and regulatory websites.
• Risk Assessment: Articulated and mitigated risks based on regulations, international guidelines, and adverse media findings related to legal, political (PEPs), ethical, and financial risks.
• Report Generation: Utilized findings to create insightful KYC reports, summarizing information in various languages into concise English reports.
• Quality Control: Ensured all deliverables met standard operating procedures and checklists with zero defects, running self-reviews for quality assurance.
• Tool Proficiency: Demonstrated strong understanding and effective use of LexisNexis, Google, LinkedIn, and other internal workflow tools.
• Key Achievements:
• Kudos Award: Recognized by management for exceptional ownership, accountability, and efficiency in managing multiple tasks. Received commendation for high-quality work, proactive approach, and positive team spirit.
• My tenure at KPMG honed my skills in compliance, risk management, and client relations while fostering a proactive and positive work ethic in high-pressure situations.

Apr 2022 – Aug 2022 · 4 mos · Bengaluru, Karnataka, India

Nov 2021 – Mar 2022 · 4 mos

• 1. Handling mortgage operations in collateral for the purchase and refinance loan applications, supporting internal and external stakeholders from different departments for a smooth client experience.
• 2. Responsible for compiling and analyzing documents such as insurance paperwork for probable errors to ensure a fast and seamless closing in compliance with Federal, State, and investors guidelines.

Dec 2019 – Nov 2021 · 1 yr 11 mos

• 1. Worked in the Financial crime & Customer Due Diligence ( CDD ) department.
• 2. Adjusted end-to-end KYC process needs to align with workforce capabilities.
• 3. Analyze and classify risks and investments to determine their potential impacts.
• 4. Identify and report financial crime, money laundering, and terror financing.

Jul 2018 – Aug 2018 · 1 mo

• 1. Visited potential customers for business opportunities.
• 2. Performed survey activities and coordinated field operations.

Jun 2018 – Jun 2018 · 0 mo

• 1. Cleared the IRDAI Exam and was appointed as 'Wealthsurance Advisor'
• 2. Reached out to potential customers for business opportunities