GAURAV GAUTAM

Operations Associate

North Delhi, Delhi, India21 yrs 8 mos experience

Most Likely To SwitchHighly Stable

Key Highlights

19 years of experience in Banking Operations and Risk Management.
Expert in compliance and regulatory audits.
Proven track record in managing trading and risk teams.

Stackforce AI infers this person is a seasoned professional in Fintech with a strong focus on Risk Management and Compliance.

Contact

Skills

Core Skills

Risk ManagementComplianceForex ManagementClient Management

Other Skills

Algorithmic TradingAllocationsAsset Management CompaniesAudit CoordinationAuditing StandardsAutomated TradingBack Office OperationsBank ReconciliationBusiness Process ImprovementCall MonitoringClient Relationship ManagementCommodity MarketsCommodity Risk ManagementCompliance ImplementationCompliance Procedures

About

Skilled professional with 19 years of experience in Banking Operations,Risk Management,FPI trades, settlements,Compliance, Commodities,Forex Management,Cash Flow Management,Funds Flow Management,Client Servicing,Relationship Management,Bank Reconciliation,Equity Analysis,MCX,NCDEX,NSE,Derivatives,

Experience

21 yrs 8 mos

Total Experience

3 yrs 1 mo

Average Tenure

4 yrs 9 mos

Current Experience

Orbis financial corporation limited

2 roles

PCM Risk Management Specialist, Compliance & other operation.

Oct 2021 – Present · 4 yrs 8 mos

Project Risk AssessmentRisk Management

Risk qnd Compliance

Sep 2021 – Present · 4 yrs 9 mos

Oversee risk management for trading members, FPIs, and NRI clients. Perform BOD & EOD allocation/deallocation for custodian participant codes. Handle intraday fund management across segments. Ensure compliance with associated processes and fund validations. Review and finalize unpledged requests of securities and non-cash margins. Support regulatory audits and inspection through structured data management. Reconcile SLBM lending/borrowing, margin allocations, and inter-segment transfers. Generate daily risk/margin reports and ensure system updates as per live market dynamics.

Risk ManagementComplianceData ManagementMargin Reporting

Farsight securities ltd.

Head of Trading

Jul 2020 – Sep 2021 · 1 yr 2 mos

Managed RMS, compliance, and trading teams across asset classes. Conducted margin reporting and software testing (trading, IPO, RMS). Oversaw customer care desk and daily reporting for operational transparency. Implemented automatic trading system and developed MIS reports. Monitored client risk in real time using NMASS, RTRMS, MCX, NCDEX, and other tools. Handled system alerts, contract notes, and updates for GSM, ASM, and unsolicited stocks.

Risk ManagementComplianceSoftware TestingCustomer Care

Modex international securities ltd.

Vice President of Risk

Jul 2010 – Apr 2020 · 9 yrs 9 mos

Supervised RMS, back-office, and inspection operations for equity, F&O, currency, and commodity. Led software customization for internal systems and member compliance. Managed IPO operations, margin monitoring, and live market exposure tracking. Oversaw BSE Star MF, NMF II operations, and payment control functions. Introduced process automation and arbitrage opportunity evaluation strategies.

Risk ManagementComplianceSoftware CustomizationProcess Automation

Kassa finvest pvt ltd.

Senior Risk Manager

Jun 2008 – Jul 2010 · 2 yrs 1 mo

Directed client risk management across commodities, equity, and currency markets. Authorized intraday margin allocation and payment status approvals. Coordinated audit data requirements.

Risk ManagementClient ManagementAudit Coordination

Bonanza global dmcc, dubai (uae)

Operations Executive

Jan 2008 – Jun 2008 · 5 mos

Managed forex trading desk and pay-in/pay-out operations on DGCX. Maintained real-time forex exposure and executed hedging strategies. Handled back-office updates, margin settings, and fund flows for clients.

Forex ManagementHedging Strategies