Parth Seth

Business Development Executive

Gurugram, Haryana, India6 yrs 7 mos experience

Highly Stable

Key Highlights

Expert in Treasury Management and Finance.
Strong background in regulatory compliance and KYC processes.
Proven experience in client onboarding and operational activities.

Stackforce AI infers this person is a Fintech professional with expertise in regulatory compliance and client management.

Contact

Skills

Core Skills

Treasury ManagementFinanceCustomer Relationship Management (crm)Risk Management

Other Skills

AFCAnalytical SkillsAnti Money LaunderingAttention to DetailAutomated TradingBookingsBrokeringBusiness DevelopmentClient DevelopmentClient OnboardingClient RelationsCollateralColocation FacilitiesCommunicationCompliance

About

Trade Monitor

Experience

6 yrs 7 mos

Total Experience

1 yr 7 mos

Average Tenure

Current Experience

Nk securities research

Business Associate

May 2024 – Jan 2025 · 8 mos · Gurugram, Haryana, India · On-site

Tower research capital

2 roles

Execution Trader

Oct 2022 – May 2024 · 1 yr 7 mos

Trade Monitor

Apr 2022 – May 2024 · 2 yrs 1 mo

National securities depository limited (nsdl)

Assistant Manager

Jan 2022 – Mar 2022 · 2 mos · Gandhinagar, Gujarat, India

Part of the Product Development of the UDR initiative of the NSE (US Unsponscered Depository Recipt) trading in NSE IFSC GIFT City with focusing upon Doing the operational activity Settelment, PAY-IN, Corporate Action, Audit, onboarding new Depository Participant following proper Regulatory Due Delligence. And also coordinating with software development testing for back office improvement and reporting the bugs for timely improvement in UAT and Production.

Stock holding corporation of india limited custody gift city gujrat

Executive

Feb 2020 – Dec 2021 · 1 yr 10 mos · Gift city

Doing activities Such as Client Onboarding, Account Setup, Transaction Management, Fund Monitoring, Trade Servicing, Assets Servicing, Proxy Voting, Valuation, and Fund Accounting, Client Servicing, Enhance Due Diligence, UBO, Performing KYC and compliance check from time to time Adhering to Regulatory Guidelines, Customer Identification Program, monitoring inflow and outflow, assigning risk rating of any suspicios activity and reporting it to revelant team .

Kotak mahindra bank

2 roles

Assistant Manager

Feb 2018 – Feb 2020 · 2 yrs

Onboarding new customers and checking their KYC and AML Compliant and processing their accounts when everything was found compliant taking the documentation as prescribed by the RBI and Bank Guidelines from time to time be a part of other operational activities in the bank like Fund transfer, Account opening, Service Request, Relationship Management, Crossing, Audits, and other operational level activities.