Yash Roongta

Founder

Mumbai, Maharashtra, India9 yrs experience
Highly Stable

Key Highlights

  • Founder of ALT Investor, educating retail investors.
  • Expert in automating compliance and reporting processes.
  • Strong background in investment compliance and strategy.
Stackforce AI infers this person is a Fintech professional with expertise in investment compliance and automation.

Contact

Skills

Core Skills

EntrepreneurshipStrategy BuildingInvestment ComplianceRegulatory Reporting

Other Skills

AccountingAnalysisAnalytical SkillsAutomationBusiness StrategyCorporate FinanceFinancial AnalysisFinancial ModelingLeadershipMicrosoft ExcelMicrosoft OfficeMicrosoft WordPowerPointPythonResearch

About

As a Founder @ ALT Investor, my job is to educate retail investors to make best investment decisions with their personal finances. We focus on Risk much more than Returns, because what good is your investment if you can't get your principal invested back. I moved back to India in Dec 2023 after a 5 year long stint in London, UK. As a Portfolio Implementation Manager at Aviva Investors, I was working on a £3bn+ Multi-Strategy fund, applying my analytical skills, investment compliance knowledge, and Python and Qliksense proficiency. I have been a Project Lead for various automation projects at the company, solving creative problems and overcoming complex internal issues. I also ran another blog https://tradewithpython.com where we have published detailed walkthroughs to get started with Algo Trading in India. I have a B.Sc. in Finance from Narsee Monjee Institute of Management Studies, and I am a CFA and FRM Charter Holder. I am always eager to learn more, solve more problems, and build more solutions. I am enthusiastic about grabbing any opportunity to help me grow and contribute to the community around me. Outside of work, I love hiking and traveling. If you are in and around Mumbai, let’s meetup. Reach out to me at yash12392@gmail.com.

Experience

Ladderup wealth management

Vice President Strategy

Jan 2024Apr 2024 · 3 mos · Mumbai, Maharashtra, India · On-site

Strategy BuildingStrategic PlanningStrategy Creation

Alt investor

Founder (Acqui-Hired By Grip Invest)

Jun 2023Jul 2025 · 2 yrs 1 mo · Mumbai, Maharashtra, India · Remote

  • Creating educational content around the Indian Alternative Investment Market for Retail Investors.
  • Blog: https://thealtinvestor.in
  • YT: https://www.youtube.com/@ThALTInvestor
  • WA Community: https://nas.io/the-alt-investors
Strategic MarketingEntrepreneurship

Aviva investors

Liquid Markets Portfolio Implementations Manager

Jan 2023Dec 2023 · 11 mos · London, England, United Kingdom · On-site

  • Implementation on Aviva Investors Multi Strategy Target Return Funds (£3bn+ AUM)
  • Did tons of cool automation with Python to trade complex strategies.
  • Traded exotic instruments in emerging markets. Experience of a lifetime!
PythonInvestment ComplianceAnalytical Skills

Bloomberg lp

Regulatory Reporting Specialist

Jul 2022Dec 2022 · 5 mos · London, England, United Kingdom

  • Assisting all Bloomberg RHUB clients with all things Reg Reporting.
  • Regulations Covered: MiFIR, EMIR, SFTR
  • Working with Tier 1 and Tier 2 banks helping them backload their incorrect transaction reports by building custom workflows and datasets using Python/SQL.
  • Helping Product Managers build new data analytics tools and workflows which clients can proactively utilize to identify issues in their reporting.
  • Worked on Products: Bloomberg RHUB, Bloomberg RegTek

Aviva investors

2 roles

Senior MiFID II Trade & Transaction Reporting Manager

Jun 2021Jun 2022 · 1 yr

  • Building Internal Products for Aviva Investors in Reg Reporting that makes it easier to solve challenging problems and saves costs.
  • Managing 5 excellent colleagues and their performance.
  • Some High Impact Projects That I Have Worked On:
  • 1. Automating Message Generation for INTC Backloading via Aladdin and UnaVista Data, reducing the time taken by 80% and removing the need for extra hands-on resources.
  • 2. Creating a Database to Have a copy of the latest transaction report we have submitted to the regulator, which gets updated daily; this helps us do various analyses on the latest data to ensure we send accurate reports to regulators.
  • 3. Run general automated data accuracy checks on incoming Aladdin Data and make any corrections to the data before reaching the regulator.
  • 4. Built In-House ESMA FIRDS, FCA FIRDS Instruments List Database to run Eligibility Checks against Reports for backloading and live reporting.
  • 5. Helped in Automating various ad-hoc backloading projects (Missing Fills, Short Selling Flags, ISIN Eligibility), cutting down estimated time > 80%, and saving thousands of pounds.
  • Tools Used: Python, SQL, UnaVista, Aladdin, MarketAxxes
PythonSQLRegulatory Reporting

Senior Investment Compliance & Automation Consultant

Dec 2018May 2021 · 2 yrs 5 mos

  • Daily duty of pre-trade checks and challenging the fund managers/traders on any compliance violations.
  • Coding and Testing of Restrictions in Aladdin to identify false positives and solve any issues related to data while monitoring.
  • Worked in launching regulated funds, detailed knowledge of COLL, CSSF, IRISH, and MMFR regulations.
  • Setup training modules to onboard the teams in Singapore, Bangalore, Chicago
  • Was responsible for consulting Product Experts on how to build regulatory compliant products while keeping clients' risk profile in mind.
  • Worked with the Compliance Team and Ops Team to identify manual processes and explored avenues to automate them.
  • Saved £500,000+ in costs via automation using Python and creating data pipelines.
  • Served as a project lead for various other automation projects involving different tools (BluePrism, Qlik, NET)
  • Created custom dashboards using Qlik for Business Intelligence Purposes.
  • Worked on Data Science Opportunity to predict the classification of Post Trade Analysis done manually by the team.
PythonAutomationInvestment Compliance

Trade with python

Founder

Feb 2021Nov 2022 · 1 yr 9 mos

  • Curating a community around Algo-Trading in India.
  • Curating Content for Angel Broking's SmartAPI on the SmartStore Platform.
  • Building Strategy Based Execution Algos
  • Creating Youtube Videos
Strategic MarketingEntrepreneurship

Wns global services

Investment Compliance Analyst

Jun 2017Dec 2018 · 1 yr 6 mos · Bengaluru Area, India

Kitabitukda

Co Founder

Sep 2015May 2016 · 8 mos · Mumbai Area, India

  • KitabiTukda’s core offering was to facilitate purchasing educational textbooks chapter-wise.
  • Hired and managed a team of 5 people directly.
  • Actively discussed the Product, Marketing, Finance, Technology, and Design side to bring out the perfect product.

Super - tinder for jobs

Operations Intern

Jul 2015Aug 2015 · 1 mo · Mumbai Area, India

  • Super was a unique product that was in the business of disrupting the job market. Their goal was to make hiring very easy for recruiters and applying very simple for job-seekers.
  • The role was to ensure all the data related to the new onboarded company was correctly entered into the backend software and displayed on the app.

Jhunjhunwalas finance

Finance Intern

Feb 2015Jul 2015 · 5 mos · Bombay Stock Exchange,Dalal Street, Fort, Mumbai (India's Financial Capital)

  • Learnt many new things regarding the global macro and microeconomic indicators and the working of the financial system.
  • Interacted with hundreds of startups for potential mentoring and funding opportunities by Jhunjhunwalas Finance.
  • Working at Dalal Street and meeting hundreds of stockbrokers shaped the majority of my future career path.

Education

SVKM's Narsee Monjee Institute of Management Studies (NMIMS)

Bachelor of Science (B.Sc.) — Finance

Jan 2014Jan 2017

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