MUYAO LI

Recruiter

Dubai, United Arab Emirates9 yrs 2 mos experience

Highly Stable

Key Highlights

Over 11 years of experience in banking and compliance.
Expert in AML, CFT, and regulatory compliance.
Proven track record in developing compliance frameworks.

Stackforce AI infers this person is a compliance expert in the Fintech industry.

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Skills

Core Skills

AmlRegulatory ComplianceRisk Management

Other Skills

AML complianceAnti-Money LaunderingCAMSCFTCGSSClimate Risk AssessmentCommunicationCompliance AssessmentsCustomer Due Diligence (CDD)Data AnalysisEDDEnglishFinancial Crimes InvestigationsFinancial TransactionsFinancial risk management

About

With over 11 years of experience in the banking and compliance sectors, I specialize in AML, CFT, and regulatory compliance. At Metaworld Central, I oversee compliance frameworks, provide expert guidance on regulatory matters, and lead training initiatives to ensure adherence to DFSA, VARA, and Central Bank of UAE regulations. My work includes creating robust AML/CFT frameworks and advising clients on virtual asset regulatory requirements. My mission is to support organizations in navigating complex compliance landscapes while mitigating risks. Throughout my career, I have focused on developing risk assessment processes, enhancing client onboarding standards, and fostering regulatory relationships. As a dedicated professional, I am committed to empowering teams and clients with the knowledge and tools to maintain compliance excellence.

Experience

Metaworld central business center

Senior Compliance Officer

May 2024 – Present · 1 yr 10 mos · 阿拉伯联合酋长国迪拜酋长国迪拜 · Hybrid

Acted as MLRO, managing suspicious transaction monitoring, SAR preparation, and filing with
local FIUs.
Designed the AML/CFT framework in line with DFSA/VARA regulations.
Established identification and verification standards for client onboarding, including EDD for
high-risk profiles.
Investigated alerts related to sanctions, PEP, and adverse media, escalating high-risk cases to
MLRO.
Liaised with regulators, auditors, and consultants, ensuring timely responses to information
requests.
Provided expert guidance to clients on registration and licensing processes, including advisory
on Virtual Asset Service Provider (VASP) requirements and crypto regulatory frameworks
Built compliance monitoring frameworks covering transactions, operations, and traditional
finance.

AMLCFTregulatory compliancetransaction monitoringclient onboardingrisk assessment+1

浙商银行股份有限公司

3 roles

Legal Compliance Officer

Jan 2021 – Jun 2024 · 3 yrs 5 mos · On-site

Acted as the primary compliance liaison for both internal teams and regulatory authorities.
Supported transaction monitoring investigations, ensuring compliance with APAC regulations through SAR/STR report preparation.
Provided AML/Sanctions Compliance guidance to cross-functional departments, enhancing overall regulatory adherence.
Optimization of AML/CFT policy framework, risk appetite and implementation.
Assessment of Business/Enterprise-wide Compliance Risks, establishment of mitigation measures and optimization of controls, complemented by regular internal monitoring reviews.

transaction monitoringAML complianceregulatory adherencerisk assessmentAMLregulatory compliance

MLRO

Promoted

Mar 2017 – Jan 2021 · 3 yrs 10 mos · On-site

Review and Assess all clients in all High Risk and EDD cases, identifying mitigating actions.
Perform KYC checks on new and existing customers.
Act as a MLRO establish regulatory SOPs (such as regulatory reporting,DD,and investigations) .
Assist in the development of in-house risk tools and policies and relevant databases.
Monitoring transaction and Fraud Control operations.
Perform in-depth analysis of transactions to detect unusual/suspicious activity.
Research crypto, financial crime, fraud, etc,identify the characteristics of their transactions.
Prepare and submit compliance reports for internal and external stakeholders.
Engage in Project Management for improving the Alert / Case process.

KYCregulatory SOPsrisk toolstransaction monitoringAMLregulatory compliance

AML Specialist

Apr 2015 – Mar 2017 · 1 yr 11 mos · On-site

Coordinate the process with the relevant coverage, product and risk teams.
Enhance, maintain and design new and existing portfolio views of collateral.
Conduct regular risk assessments to identify vulnerabilities,develop strategies to address them.
Develop and implement a robust risk management framework aligned with strategic objectives.
Collaborate with business units and foster positive relationships with both internal and external stakeholders.
Provide guidance and support to internal teams on risk management practices and procedures.

risk assessmentsrisk management frameworkcollaborationguidancerisk management

Postal savings bank of china co., ltd.

Risk Analyst

Sep 2012 – Apr 2015 · 2 yrs 7 mos · China · On-site

Participate in the development of both fraud and operational risk management frameworks.
Monitor and analyze market trends,regulatory developments for mitigate banks key operational risk.
Conduct risk assessments and analyses,Identify potential risks and vulnerabilities in our systems, and operations.
Identify and assess risks inherent in new businesses and products.
Operational risk management, monitoring, and reporting activities.
Monitor, record, and follow up on risk handling situations.
Investigations into security breaches, fraud, or other risk-related incidents.

fraud managementoperational riskrisk assessmentsrisk management