Rupali Goyal — Associate Partner

Seasoned professional with over 18 years of extensive experience in Stakeholder management, Solutioning, Governance, Risk & Compliance, Auditing and comprehensive Program & Portfolio Management across global banking environments. Expertise in managing regulatory reporting and risk frameworks while leading cross-functional teams across diverse geographies, with a focus on ensuring compliance and mitigating risks within tight deadlines.Proficient in stakeholder engagement and client relationship management, with demonstrated success in driving regulatory compliance initiatives and delivering strategic data quality and security solutions. Skilled in Agile Scrum, ITSM, EMM, ECM and data lineage projects, consistently optimizing processes to achieve operational excellence and robust risk oversight. Currently serving as Associate Director– Regulatory Reporting CISO APAC at UBS (formerly Credit Suisse Services AG), providing leadership on regulatory reporting, risk management, and security governance for the Asia-Pacific region. Adept at collaborating with key regulators including RBI, SEBI, CERT-IN, and global regulatory bodies to ensure adherence to evolving compliance mandates.Committed to continuous professional growth, leveraging certifications in COBIT5, ISO27001 Lead Auditor, ITIL V3, Prince2, and Lean Six Sigma to deliver high-impact results. Open to challenging opportunities that foster leadership development and innovation.

Stackforce AI infers this person is a seasoned professional in Fintech and Regulatory Compliance with a strong focus on risk management.

Location: Pune, Maharashtra, India

Experience: 18 yrs 10 mos

Skills

Regulatory Compliance
Risk Management
Credit Risk Management
Data Governance
Project Management
Operational Excellence
Technical Support
Client Service

Career Highlights

Over 18 years of experience in regulatory compliance and risk management.
Expert in leading cross-functional teams across global banking environments.
Proficient in Agile methodologies and data governance initiatives.

Work Experience

UBS

Associate Director (1 yr)

Credit Suisse

Associate Vice President - CISO (2 yrs 7 mos)

Deutsche Bank

Credit Risk - Associate manager (3 yrs 10 mos)

SA - CISO IDAM (3 yrs 11 mos)

Compucom India Pvt Ltd

Global Scheduling for UC4 Zoetis DCS (1 yr 10 mos)

Mphasis

Technical Support (1 yr 8 mos)

Ventura

Team Coordinator (4 yrs 2 mos)

Education

at ISO27001:2013 Lead Auditor

PRINCE2® Practitioner at Axelos

ITIL V3 at ITIL V3 from EXIN

Master's in Business Administration at Manav Bharathi University

SIX SIGMA GB at Lean Six Sigma GB

COBIT5 Foundation at APMG

Rupali Goyal

Associate Partner

Pune, Maharashtra, India18 yrs 10 mos experience

Highly Stable

Key Highlights

Over 18 years of experience in regulatory compliance and risk management.
Expert in leading cross-functional teams across global banking environments.
Proficient in Agile methodologies and data governance initiatives.

Stackforce AI infers this person is a seasoned professional in Fintech and Regulatory Compliance with a strong focus on risk management.

Contact

Skills

Core Skills

Regulatory ComplianceRisk ManagementCredit Risk ManagementData GovernanceProject ManagementOperational ExcellenceTechnical SupportClient Service

Other Skills

Agile SAFe FrameworkAudit ManagementAutomationBudgeting and ReportingBusiness AnalysisBusiness ContinuityChange ManagementCloud ComputingControl FrameworksCrisis ManagementCross-functional Team LeadershipCyber security frameworksData AnalysisData CenterData Privacy

About

Experience

18 yrs 10 mos

Total Experience

3 yrs 7 mos

Average Tenure

1 yr

Current Experience

Ubs

Associate Director

Apr 2025 – Present · 1 yr · Pune

Group CISO - Regulatory reporting and risk management functions within Group CISO APAC, coordinating directly with key regulators such as RBI, SEBI, and CERT-IN to ensure compliance and risk mitigation. Driving resolution of high-risk issues migrated to UBS systems by coordinating with global stakeholders and ensuring timely closure. Delivering detailed risk reports to executive committees and developing notification processes for global regulatory bodies including FINMA, APRA, RBI, and MAS. Continuously assessing system vulnerabilities and monitoring risk remediation.

Regulatory reportingRisk managementStakeholder engagementRisk remediationRegulatory ComplianceRisk Management

Credit suisse

Associate Vice President - CISO

Nov 2022 – Jun 2025 · 2 yrs 7 mos · Pune, MH, India

Partnered with IT teams to provide expert risk advisory and conduct comprehensive risk assessments aligned with regulatory standards. Ensured compliance with data classification and Confidentiality standards under FRM/NFRM frameworks. Led data quality assessments and facilitated communication of complex risk issues to IT and business stakeholders. Managed a portfolio of CISO initiatives across multiple regions and collaborated with global teams to enhance regulatory compliance and security awareness. Oversaw IT security strategy execution and monitored security metrics to improve posture in alignment with NIST.

Risk advisoryRisk assessmentsData quality assessmentsIT security strategyRisk ManagementRegulatory Compliance

Deutsche bank

2 roles

Credit Risk - Associate manager

Promoted

Jan 2019 – Nov 2022 · 3 yrs 10 mos

Work closely with the Business, Front Office IT, Risk IT, Controllers, Operations, RTB, CTB and counterparts globally towards planning, assessment of timeliness, completeness and accuracy of the data, specification of feeds, processing and testing. BCBS and ECB regulatory requirements, understanding Business requirements and FSD's and analyse data while providing strategic solutions in resolving data quality issues through Agile SAFe Framework. Evaluation and analysis of Credit risk exposures primary focus on the analysis, specification, design and implementation of Credit risk feeds. Traded product & Commercial Banking credit exposure measurement techniques and their application across the range of financial instruments. Credit Risk Management , Credit Model Development (PD, LGD, EAD), RWA reporting. Work on identifying , investigating, analysing and proposing Strategic and Tactical solutions for data breaks.
Managed Finance Portfolio and Regulatory Reporting for Asset Backed Securities. Led Data Quality Initiative using Agile Scrum and Enterprise Metadata Management, proposing strategic business solutions. Coordinated cross-functional teams to enhance data governance and maintained regulatory compliance through annual BISO and ITAO reviews. Supported security system operations and conducted company-wide security awareness sessions. Managed transition projects ensuring alignment with organizational security policies and standards.

Data analysisCredit risk managementAgile SAFe FrameworkData governanceCredit Risk ManagementData Governance

SA - CISO IDAM

Jan 2015 – Dec 2018 · 3 yrs 11 mos

Compucom india pvt ltd

Global Scheduling for UC4 Zoetis DCS

Feb 2013 – Dec 2014 · 1 yr 10 mos · Pune

Led project teams managing automation and alignment with company policies for Pfizer and Zoetis projects. Oversaw data centre and virtual server operations supporting audit readiness. Automated provisioning and improved operational efficiency using UC4 Automation Engine upgrades. Monitored infrastructure health and compliance with cloud management tools. Maintained communication with senior management to ensure smooth project delivery.

Project managementAutomationOperational efficiencyProject ManagementOperational Excellence

Mphasis

Technical Support

Jun 2011 – Feb 2013 · 1 yr 8 mos · Pune

Provided B2B client support, troubleshooting issues across applications, hardware, and network services. Achieved 100% First Call Resolution while maintaining quality standards. Conducted internal training and mentoring for new team members. Recognized for excellent client service and top NPS scores.

Technical supportClient serviceTroubleshootingTechnical SupportClient Service