Vivek K. — Business Analyst

With over 10 years of experience in the Information Technology industry and an MBA in Finance, I currently work as a Business Analyst based in Irving-Texas, USA and possess a deep understanding of key financial domains such as OTC Trading, Derivatives, Fixed Income, and Regulatory Reporting (CFTC, EMIR, HKMA, MAS, ASIC, JFSA), along with expertise in Wealth Management and Capital Markets. I have hands-on experience with various investment banking applications, including Markitwire, Calypso, Finastra Summit (HSBC Bank), and Charles Schwab Portfolio Management and Trading Application. My technical skills extend to SQL, XML, JSON, Rest API, and FIX, enabling me to support both legacy and modern IT projects. As a skilled document creator, I am proficient in writing BRD/FRD/SRS documents and leveraging Confluence for collaboration. I also excel in utilizing JIRA for managing Epics, User Stories, Tasks, and Subtasks, as well as reporting progress on projects. My experience includes working closely with technical teams to design solutions that align with business needs, and I have successfully planned and executed Functional, Integration, and User Acceptance Testing (UAT). I am highly proficient in Microsoft Office tools such as Excel, Word, and PowerPoint and have the ability to manage multiple stakeholders, priorities, and projects simultaneously. Additionally, I am experienced in creating mock-ups, process flows, wireframes, and prototypes using tools such as Balsamic, Figma, Lucidchart, and InVision Studio. Lastly, I have successfully implemented Kanban/SCRUM Agile methodologies for enterprise-level application development projects, ensuring efficient and effective delivery.

Stackforce AI infers this person is a Fintech professional with expertise in regulatory reporting and investment banking applications.

Location: Irving, Texas, United States

Experience: 10 yrs 8 mos

Skills

It Business Analysis
Regulatory Reporting
Business Analysis
Wealth Management Services
Project Management
Capital Markets

Career Highlights

Over 10 years of IT experience in financial domains.
Expert in regulatory reporting and investment banking applications.
Proficient in Agile methodologies and project management.

Work Experience

Mphasis

Senior Lead Data Analyst (1 yr 1 mo)

Delivery Project Lead (2 yrs)

Associate Business Analyst (1 yr 11 mos)

Capgemini

Senior Consultant (3 yrs 9 mos)

Mobile Programming LLC

Business Analyst (1 yr 5 mos)

Axis Bank

Assistant Manager (6 mos)

Education

Master of Business Administration - MBA at Birla Institute of Technology, Mesra

Bachelor of Business Administration - BBA at Birla Institute of Technology, Mesra

Intermediate at DAV Public School Gandhinagar Ranchi

Vivek K.

Business Analyst

Irving, Texas, United States10 yrs 8 mos experience

Most Likely To SwitchHighly Stable

Key Highlights

Over 10 years of IT experience in financial domains.
Expert in regulatory reporting and investment banking applications.
Proficient in Agile methodologies and project management.

Stackforce AI infers this person is a Fintech professional with expertise in regulatory reporting and investment banking applications.

Contact

Skills

Core Skills

It Business AnalysisRegulatory ReportingBusiness AnalysisWealth Management ServicesProject ManagementCapital Markets

Other Skills

Agile MethodologiesAngularJSBRDBack Office OperationsBacklog ManagementCFTCCalypsoConflict ManagementCustomer Journey MappingData AnalysisData MappingDerivativesDocument ManagementDocumentationElectronic Trading

About

Experience

10 yrs 8 mos

Total Experience

1 yr 11 mos

Average Tenure

1 yr 1 mo

Current Experience

Mphasis

3 roles

Senior Lead Data Analyst

May 2025 – Present · 1 yr 1 mo · Austin, Texas, United States · On-site

Delivery Project Lead

Promoted

Aug 2019 – Aug 2021 · 2 yrs · Bengaluru, Karnataka, India · Hybrid

Project Description:
Advice Suite (Portfolio Management Application) project refers to a suite of digital tools and services to help portfolio manager/ Portfolio Consultant manage the client portfolios. The project, typically aimed at improving the investment management process for both retail clients and institutional investors, involves the development and enhancement of software that aids in tracking, managing, and analyzing investments. Schwab’s portfolio management applications encompass a range of features (such as Portfolio Management/Portfolio Analysis/Asset Allocation/Rebalancing/Reporting and Analytics) designed to cater to different customer segments, including individual investors, financial advisors, and wealth management teams.
Understanding long-term product vision and roadmap to achieve strategic goals.
Translating business & technical requirements into epics and user stories for the team.
Identify, define, analyze, prioritize, and refine the requirements, and communicate those requirements to the development team.
Managing product backlog, user stories and cross-product dependencies.
Communicating product ideas using tools like wire framing, interface with UX team.
Participating in sprint planning, daily stand-up, sprint review, sprint retro and backlog grooming.
Cross checking all the requirements (user stories) are met through extensive domain testing.
Engaging with business and stakeholders throughout the development lifecycle.
Conducting capital market domain specific sessions for the team.
Conducting Brainstorming, Focus Group and Usability Testing.
Creating and managing release strategies.
Writing SQL queries to fetch data from database.

Business AnalysisWealth Management ServicesCapital MarketsElectronic TradingAgile MethodologiesJira+11

Associate Business Analyst

Mar 2016 – Feb 2018 · 1 yr 11 mos · Bengaluru, Karnataka, India · On-site

Project Description:
AIOTT (Trade Order Management System) project. All in One Trade Ticket is a web application which allows the institutional and individual investors to do research or place orders related to stocks, options, mutual funds, IPOs, futures, Bonds, CDs and other financial instruments from single or multiple modules. The application also provides features like Watchlist, Order Status, Ratings from global agencies, Quick Quote, etc. It was a frontend legacy application migrated to angular framework and using services on cloud. The application is integrated with NGOMS application for the backend flow of trades and post trade operations.
Client facing role with the business on the requirement clarification, status & release planning.
Understand and analyze product requirements from onshore clients.
Create User Stories and maintain Product Backlog for the scrum team.
Design new/existing application screens & functionality.
Identify estimates and timelines for proposed development by talking to the Scrum team.
Actively participate in Product Grooming and Backlog Refinement.
Provide domain knowledge specific to Capital Market (derivatives, equity, fixed income).

Business AnalysisUser StoriesSprint BacklogStakeholder ManagementTeam ManagementProduct Demonstration+9

Capgemini

Senior Consultant

Aug 2021 – May 2025 · 3 yrs 9 mos · Chicago, Illinois, United States · On-site

Project Description:
Finastra Summit is a multifunctional reliable trading application for banking and capital market. The investment banking software comprises cross asset, front to back solutions, specializing in derivatives and structured products. I am working for regulatory reporting domain in summit application where it facilitates mandatory reporting for a broad range of global interest rate OTC derivative transaction of CFTC, ESMA, MAS, JFSA and other regulations.
Responsibilities
Implementing/Configuring/maintaining Summit application with business & team.
Interacting with business for requirement elicitation.
Creating product backlog and user stories.
Providing sprint grooming session to technical team.
Finding root cause and analyzing for solutions.
Analyzing database by using SQL queries for production issues.
Involved in functional testing and story deployment to prod.

IT Business AnalysisUser StoriesBRDJiraOracle SQL DeveloperSQL+43

Mobile programming llc

Business Analyst

Feb 2018 – Jul 2019 · 1 yr 5 mos · Gurugram, Haryana, India · On-site

Create User Stories and maintain Product Backlog for the scrum team.
Liaise with all the stakeholders of the project to ensure timely delivery of the project.
Identify estimates and timelines for proposed development.
Actively participate in Product Backlog Refinement.
Conduct UAT testing during each release.
Performing continuous market and competitor analysis to maintain excellent knowledge base of industry trends and developments.

Request for Proposal (RFP)Request for Information (RFI)Microsoft PowerPointMicrosoft ExcelBusiness AnalysisCapital Markets+24

Axis bank

Assistant Manager

Jul 2015 – Jan 2016 · 6 mos · Lohardaga, Jharkhand, India · On-site

Timely processing of bank transactions which includes funds transfers, check clearance and account opening.
Involved in pitching banking financial products, mutual fund, insurance, trading accounts to the clients.
Reconciliation of office accounts.
Ensuring timely resolution of customer queries and improving customer service level.
Ensuring compliance to the banks rule- internal guidelines, processes and procedures.
Responsible for improving the internal audit operational efficiency score of the branch by timely.
Completion of assigned task on continuous basis.
Conducts outbound marketing calls and scouts for new leads and referral to generate business.